RM
Randy S. Miller
LARSON FINANCIAL GROUP
SAINT LOUIS, MO 63102
Some features on this profile are disabled
CRD#: 4798775
RM
Professional summary
Randy Scott Miller, CFP®, who also goes by R Scott Miller, Scott Miller, is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Saint Louis, Missouri and LARSON FINANCIAL SECURITIES, LLC located in St. Louis, Missouri.
Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Randy has worked at 5 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 27, Series 24, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
R Scott Miller | Scott Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT & CEO SGM PROPERTIES, LLC REAL ESTATE - REAL ESTATE INVESTING & RENTAL PROPERTIES. SGM REALTY, LLC POSITION: Managing Member | Designated Managing Broker NATURE: Real Estate Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 07/26/2022 ADDRESS: 5500 N Illinois St., Suite A, Fairview Heights IL 62208, United States DESCRIPTION: Illinois Real Estate Brokerage - All activities required to start and operate the business. METRO EAST REAL ESTATE INVESTORS ASSOCIATION POSITION: Director on the Board of Directors NATURE: The Metro East Real Estate Investors Association's?("MEREIA") mission is to educate investors and landlords on the ethical creation of wealth through real estate, and to promote a positive public image of the real estate industry, while helping to enact investor-friendly legislation.?MEREIA? is a not for profit corporation formed to assist investors, landlords and property managers in keeping up with changing legislation and learning newer or more economical methods of maintaining compliance with existing laws while maximizing cash flow opportunities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/06/2023 ADDRESS: 1022 Vandalia Sst, Collinsville IL 62234, United States DESCRIPTION: General Powers: Except as otherwise provided by applicable law, all powers of the Corporation shall be exercised by or under the authority of, and the affairs of the Corporation managed under the direction of its board of directors.
CRS (Client Relationship Summary) - RIA
Click below to view Randy Scott Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 19, 2007 - Present
LARSON FINANCIAL GROUP, LLC
Office #1: 100 N Broadway Suite 1700, Saint Louis, MO 63102RIA
CRD#: 140599
SAINT LOUIS, MO
Current
July 21, 2010 - Present
LARSON FINANCIAL SECURITIES, LLC
Office #1: 100 N. Broadway Suite 1700, St. Louis, MO 63102BD
CRD#: 152517
ST. LOUIS, MO
Past
February 16, 2007 - August 2, 2010
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ST. LOUIS, MO
Past
February 14, 2007 - August 2, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ST. LOUIS, MO
Past
June 30, 2004 - October 4, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHESTERFIELD, MO
Past
June 17, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 17, 2004 - October 4, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/23/2018)
RR
Alaska(11/27/2018)
RR
Arizona(10/24/2018)
RR
Arkansas(11/27/2018)
RR
California(1/30/2018)
RR
Colorado(11/8/2018)
RR
Connecticut(10/22/2018)
RR
Delaware(12/20/2018)
RR
District of Columbia(10/23/2018)
RR
Florida(10/23/2018)
RR
Georgia(12/14/2018)
RR
Hawaii(2/19/2019)
RR
Idaho(10/23/2018)
RR
Illinois(7/28/2010)
IAR
Illinois(1/3/2011)
RR
Indiana(10/22/2018)
RR
Iowa(10/23/2018)
RR
Kansas(11/5/2018)
RR
Kentucky(10/30/2018)
RR
Louisiana(10/23/2018)
RR
Maine(10/23/2018)
RR
Maryland(10/29/2018)
RR
Massachusetts(11/26/2018)
RR
Michigan(10/25/2018)
RR
Minnesota(10/23/2018)
RR
Mississippi(10/24/2018)
RR
Missouri(7/22/2010)
RR
Montana(2/21/2018)
RR
Nebraska(2/2/2018)
RR
Nevada(10/31/2018)
RR
New Hampshire(10/31/2018)
RR
New Jersey(10/25/2018)
RR
New Mexico(10/23/2018)
RR
New York(10/23/2018)
RR
North Carolina(10/23/2018)
RR
North Dakota(10/23/2018)
RR
Ohio(10/22/2018)
RR
Oklahoma(10/22/2018)
RR
Oregon(10/23/2018)
RR
Pennsylvania(10/25/2018)
RR
Rhode Island(10/25/2018)
RR
South Carolina(10/24/2018)
RR
South Dakota(10/25/2018)
RR
Tennessee(1/31/2018)
RR
Texas(10/23/2018)
RR
Utah(10/23/2018)
RR
Vermont(10/23/2018)
RR
Virginia(10/22/2018)
RR
Washington(10/22/2018)
RR
West Virginia(11/13/2018)
RR
Wisconsin(10/23/2018)
RR
Wyoming(10/24/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Mailing Address
Phone number
(866) 569-2450
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,504 |
| AUM (Assets Under Management) | $ 4,032,736,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 12/13/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
