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Pierluigi Amoruso

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CRD#: 4798692
PA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pierluigi Amoruso was a registered financial professional .

Pierluigi is a previously registered financial professional and started their career in finance in 2005. Pierluigi had worked at 2 firms and has passed the Series 79TO, SIE and Series 17 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 27, 2008 - April 1, 2025

UNICREDIT CAPITAL MARKETS LLC

BD
CRD#: 7789
NEW YORK, NY
Past

September 27, 2005 - December 31, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 17
Date: 9/26/2005
Limited Registered Representative Examination

Current Firm

UC
UNICREDIT CAPITAL MARKETS LLC
ASSOCIATED EUROPEAN CAPITAL CORPORATION | UNICREDIT CAPITAL MARKETS, INC | UNICREDIT CAPITAL MARKETS LLC | HYPOVEREINSBANK CAPITAL MARKETS | HVB CAPITAL MARKETS, INC. | CAIB SECURITIES NEW YORK | BV CAPITAL MARKETS, INC.

CRD#: 7789 / SEC#: , 8-23081

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
15o East 42nd Street, New York, NY 10017-4679
Mailing Address
150 East 42nd Street, New York, NY 10017-4679
Phone number
(212) 672-5945
Established
New York since 01/01/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
UNICREDIT U.S. FINANCE LLCDIRECT OWNER
GLYNN, MICHAEL GERARDFINOP3219445
KOETHE, MARIO ARMIN MR.BOARD MEMBER7237856
MUELLER, PHILIPP JOCHENCHIEF COMPLIANCE OFFICER7549745
SAXENA, SUPRIYABOARD MEMBER7596034
STEFFENS, CHRISTIANBOARD MEMBER7898114
VALENTE, DOMINICK FRANKPRESIDENT5912165

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNICREDIT CAPITAL MARKETS LLC

CRD#: 7789

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