WN
William R. Nelson
FINANCIAL GRAVITY ASSET MANAGEMENT
Las Vegas, NV
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CRD#: 4797755
WN
Professional summary
William Robert Nelson, who also goes by Rob Nelson, is a registered financial advisor currently at FINANCIAL GRAVITY ASSET MANAGEMENT, INC. located in Las Vegas, Nevada and FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC located in Las Vegas, Nevada.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. William has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Chief Investment Officer & Investment Advisor Representative of Financial Gravity Asset Management, Inc a Turnkey Asset Management Program in Lakeway, TX - Start Date 12/2019. Dedicating 160 hours a month, 50+ during trading hours. Investment Related.
CRS (Client Relationship Summary) - RIA
Click below to view William Robert Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2019 - Present
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
RIA
CRD#: 144008
Las Vegas, NV
Current
September 22, 2021 - Present
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
RIA
CRD#: 316024
Las Vegas, NV
Past
January 18, 2018 - October 4, 2021
FORTA FINANCIAL GROUP, INC.
RIA
CRD#: 28784
Las Vegas, NV
Past
May 4, 2004 - February 6, 2018
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
SAN RAFAEL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FG
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
FINANCIAL GRAVITY ASSET MANAGEMENT, INC. | SOFOS INVESTMENTS, INC. | POLLOCK ADVISORY GROUP, INC. | POLLOCK ADVISORY GROUP INC | POLLOCK ADVISORY GROUP | LEGACY TAX ADVISORY GROUP | FINANCIAL GRAVITY WEALTH, INC. | FINANCIAL GRAVITY WEALTH
CRD#: 144008 / SEC#: 801-109923
RIA
Registered Investment Advisory firm - (2/6/2017 Approved)Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/15/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2017 Terminated)Texas
Registered Investment Advisory firm - (3/14/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/14/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(10/13/2023)
IAR
California(8/28/2023)
IAR
Colorado(8/28/2023)
IAR
Florida(11/17/2023)
IAR
Illinois(9/6/2023)
IAR
Indiana(10/17/2023)
IAR
Louisiana(8/29/2023)
IAR
Maryland(8/29/2023)
IAR
Michigan(8/30/2023)
IAR
Missouri(8/29/2023)
IAR
Nebraska(8/28/2023)
IAR
Nevada(4/25/2022)
IAR
New Mexico(8/29/2023)
IAR
New York(8/28/2023)
IAR
North Carolina(8/28/2023)
IAR
Ohio(8/29/2023)
IAR
Pennsylvania(8/29/2023)
IAR
South Carolina(8/29/2023)
IAR
Texas(12/4/2019)
IAR
Texas(9/22/2021)
IAR
Virginia(12/4/2023)
IAR
Wisconsin(8/28/2023)
Current Firm
FG
FINANCIAL GRAVITY ASSET MANAGEMENT, INC.
FINANCIAL GRAVITY ASSET MANAGEMENT, INC. | SOFOS INVESTMENTS, INC. | POLLOCK ADVISORY GROUP, INC. | POLLOCK ADVISORY GROUP INC | POLLOCK ADVISORY GROUP | LEGACY TAX ADVISORY GROUP | FINANCIAL GRAVITY WEALTH, INC. | FINANCIAL GRAVITY WEALTH
CRD#: 144008 / SEC#: 801-109923
RIA
Registered Investment Advisory firm - (2/6/2017 Approved)Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/15/2017 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/15/2017 Terminated)Texas
Registered Investment Advisory firm - (3/14/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/14/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2501 Ranch Road 620 S Ste. 110, Austin, TX 78734
Mailing Address
Phone number
+1 (800) 920-9722
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 469,128,095 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
