Mario B Virtudes
Professional Summary
Mario B Virtudes is a registered financial advisor currently at COMMONFUND SECURITIES, INC. located in Darien, Connecticut. Mario is registered as a RR (Registered Representative) and started their career in finance in 2004. Mario has worked at 4 firms and has passed the Series 63, Series 31, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Years of Experience
22 years in the financial services industry
Current & Past Employments
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Current Firm
COMMONFUND SECURITIES, INC. | ENDOWMENT SERVICES, INC.
Contact Information
Main Address
601 Merritt 7, Norwalk, CT 06851Mailing Address
601 Merritt 7, Norwalk, CT 06851Phone Number
(203) 563-5000Established
Delaware since 05/30/1997Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | — |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(7/18/2019)
(4/19/2021)
(4/19/2021)
(7/17/2019)
(7/17/2019)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(7/17/2019)
(4/19/2021)
(4/19/2021)
(7/17/2019)
(12/3/2018)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(4/19/2021)
(12/3/2018)
(4/19/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Mario B Virtudes's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
LPL ENTERPRISE, LLC
AE WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
