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Christopher E. Pompey

Christopher E. Pompey

STRATEGIC ADVISERS LLC | Planning Consultant
GASTONIA, NC
Some features on this profile are disabled
CRD#: 4797611
Christopher E. Pompey

Professional summary

Christopher E. Pompey, CFP®, who also goes by Christopher E Pompey, Christopher Eugene Pompey, Christopher Pompey, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Gastonia, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Charlotte, North Carolina.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Biography

As a Planning Consultant, I help our team deliver impactful planning and advice strategies that our clients can utilize to work towards achieving their goals and leave a lasting legacy.
top-8-questions

Question & Answer

What are your service offerings?
Insurance Planning
Budgeting
Retirement Planning
Investment Planning
Debt Management
Comprehensive Financial Planni...
Retirement Income Management
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes

Aliases

Christopher E Pompey | Christopher Eugene Pompey | Christopher Pompey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher E. Pompey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Education

university of north carolina at charlotte

Bachelor of Science (BS) - Management

1999

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 4611 Sharon Rd Two Coltsgate, Charlotte, NC 28211-3529
RIA
CRD#: 104555
GASTONIA, NC
Current

May 24, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 4611 Sharon Road Two Coltsgate, Charlotte, NC 28211
BD
CRD#: 7784
Charlotte, NC
Past

June 6, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
CHARLOTTE, NC
Past

April 27, 2015 - March 23, 2022

ALIGHT FINANCIAL ADVISORS, LLC

RIA
CRD#: 158744
CHARLOTTE, NC
Past

April 9, 2013 - March 23, 2022

ALIGHT FINANCIAL SOLUTIONS, LLC

BD
CRD#: 36509
CHARLOTTE, NC
Past

June 10, 2010 - July 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHARLOTTE, NC
Past

October 3, 2008 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CHARLOTTE, NC
Past

July 19, 2005 - August 12, 2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

August 10, 2004 - June 27, 2005

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

June 4, 2004 - August 6, 2004

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/25/2022)
RR
Colorado
(5/25/2022)
RR
Connecticut
(5/25/2022)
RR
Florida
(5/25/2022)
RR
Georgia
(5/25/2022)
RR
Idaho
(5/19/2025)
RR
Illinois
(6/2/2022)
RR
Indiana
(6/22/2022)
RR
Michigan
(5/27/2022)
RR
New Jersey
(5/25/2022)
RR
New York
(5/25/2022)
RR
North Carolina
(5/24/2022)
IAR
North Carolina
(3/31/2025)
RR
Ohio
(1/30/2024)
RR
Rhode Island
(6/2/2022)
RR
South Carolina
(5/26/2022)
RR
South Dakota
(7/25/2024)
RR
Tennessee
(5/25/2022)
IAR
Texas
(3/31/2025)
RR
Virginia
(5/25/2022)
RR
West Virginia
(5/26/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 6/11/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/3/2004
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Planning ConsultantCRD#: 104555Gastonia, NC

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