Mike P. Carlone

BLUEPRINT FUND MANAGEMENT

Manalapan, NJ

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CRD#: 4796992

Professional summary

Mike Paul Carlone, who also goes by Michael Paul Carlone, is a registered financial advisor currently at BLUEPRINT FUND MANAGEMENT located in Manalapan, New Jersey and BLUEPRINT INVESTMENT PARTNERS LLC located in Manalapan, New Jersey.

Mike is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Mike has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Paul Carlone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blueprint Investment Partners, Blueprint Financial Advisors, and Blueprint Fund Management/Investment-related/1250 Revolution Mills Dr, Ste 150, Greensboro, NC 27405/Registered Investment Advisers/National Sales Manager and Member/Since November 2019/300 hours per month and 6.5 during securities trading hours/Duties include locating financial advisers interested in help with investment models, execution and support. Maplewood Investments, Inc./Investment-related/12222 Merit Drive, Ste 1390, Dallas, TX 75251/Broker Dealer/Sales Supervisor and Member/Since September 2024/10 hours per month during securities trading hours/Duties include locating financial advisers interested in help with investment models, execution and support.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mike Paul Carlone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2020 - Present

BLUEPRINT FUND MANAGEMENT

RIA

CRD#: 306419

Manalapan, NJ

Current

February 24, 2020 - Present

BLUEPRINT INVESTMENT PARTNERS LLC

RIA

CRD#: 170196

Manalapan, NJ

Current

September 24, 2024 - Present

MAPLEWOOD INVESTMENTS, INC.

Office #1: 12222 Merit Dr Suite 1390, Dallas, TX 75251

CRD#: 103723

Dallas, TX

Past

June 8, 2022 - March 31, 2023

OLDEN LANE SECURITIES, LLC

CRD#: 173847

BRIDGEWATER, NJ

Past

February 20, 2020 - June 7, 2022

ULTIMUS FUND DISTRIBUTORS, LLC

CRD#: 104177

CINCINNATI, OH

Past

April 17, 2012 - November 15, 2019

TRIVE NEW YORK LLC

CRD#: 21946

PRINCETON, NJ

Past

December 2, 2009 - April 10, 2012

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

April 1, 2008 - May 11, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

April 18, 2007 - February 25, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUEPRINT INVESTMENT PARTNERS LLC

CRD#: 170196 / SEC#: 801-108069

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

North Carolina

Registered Investment Advisory firm - (7/18/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/25/2020)

IAR

North Carolina
(2/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/22/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/19/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLUEPRINT INVESTMENT PARTNERS LLC

CRD#: 170196 / SEC#: 801-108069

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

North Carolina

Registered Investment Advisory firm - (7/18/2016 Terminated)

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Contact information

Main Address

1175 Revolution Mill Dr. Suite 2, Greensboro, NC 27405

Mailing Address

Phone number

(336) 609-7522

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUEPRINT INVESTMENT PARTNERS ADV PART 2A, MARCH 26, 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 1,227,734,071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mike P. Carlone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mike Paul Carlone's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEPRINT INVESTMENT PARTNERS LLC

MAPLEWOOD INVESTMENTS, INC.

OLDEN LANE SECURITIES, LLC

ULTIMUS FUND DISTRIBUTORS, LLC

TRIVE NEW YORK LLC

MORGAN STANLEY

LINCOLN FINANCIAL DISTRIBUTORS, INC.

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

BLUEPRINT INVESTMENT PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2020

Series 63

Date: 6/22/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2007

Series 24

Date: 2/19/2013

FINRA

Current Firm

BLUEPRINT INVESTMENT PARTNERS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUEPRINT INVESTMENT PARTNERS LLC

TRUST BUT VERIFY

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