Marisa N. Pickar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marisa Nicole Pickar, who also goes by Marisa Nicole Pikar, was a registered financial professional .
Marisa is a previously registered financial professional and started their career in finance in 2010. Marisa had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2015 - March 14, 2017
TRIAD INVESTMENT MANAGEMENT, LLC
August 13, 2010 - December 23, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 12, 2010 - December 23, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 21, 2010 - September 2, 2010
MORGAN STANLEY
June 10, 2010 - September 2, 2010
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIAD INVESTMENT MANAGEMENT, LLC
CRD#: 146786 / SEC#: 801-68966
Contact information
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 96,755,895 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
