Michael D. George

SF INVESTMENTS

Highland Park, IL 60035

Some features on this profile are disabled

CRD#: 4796521

Professional summary

Michael Dean George is a registered financial professional currently at SF INVESTMENTS, INC. located in Highland Park, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Dean George's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2018 - Present

SF INVESTMENTS, INC.

Office #1: 799 Central Ave. Suite 350, Highland Park, IL 60035

CRD#: 6564

Highland Park, IL

Past

April 6, 2011 - February 20, 2018

G1 EXECUTION SERVICES, LLC

CRD#: 111528

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(9/11/2018)

Exams

State Security Law Exam

Series 63

Date: 2/29/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/4/2013

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/5/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SF INVESTMENTS, INC.

SF INVESTMENT ADVISERS | SUCSY, FISCHER SECURITIES | SF INVESTMENTS, INC.

CRD#: 6564 / SEC#: 801-66533, 8-34069

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

799 Central Ave. Suite 350, Highland Park, IL 60035

Mailing Address

799 Central Ave, Highland Park, IL 60035

Phone number

(847) 926-5700

Established

Illinois since 05/09/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: SF INVESTMENT ADVISERS (3/30/2012)

Direct owners and executive officers

Name	Position	CRD#
DANIEL SHAPIRO GIFT TRUST	SHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES
LESLEY SHAPIRO BEIDER GIFT TRUST	SHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES
STEVEN SHAPIRO GIFT TRUST	SHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES
JUST, GARY ALAN	CHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER	2101902
SHAPIRO BEIDER, LESLEY E	TRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST
SHAPIRO, DANIEL MARK	CEO, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST	1989147
SHAPIRO, STEVEN ARTHUR	VICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST	2153746

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Dean George's CRS (Customer Relationship Summary).

Certified licenses

Experience

G1 EXECUTION SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/29/2012

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/4/2013

Series 7

Date: 4/5/2011

FINRA

Current Firm

SF INVESTMENTS, INC.

Contact information

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SF INVESTMENTS, INC.

TRUST BUT VERIFY

Similar Advisors