Timothy K. Griffis
Professional summary
Timothy Keith Griffis, who also goes by Tim K Griffis, Timmy Griffis, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Savannah, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Savannah, Georgia.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Timothy has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Keith Griffis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 33 Bull St Fl 3, Savannah, GA 31401March 25, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 33 Bull St Fl 3, Savannah, GA 31401April 10, 2007 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
April 5, 2007 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
September 25, 2006 - April 11, 2007
PFIC ADVISORS, INC.
September 7, 2006 - April 5, 2007
PFIC SECURITIES CORPORATION
July 12, 2004 - June 5, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 11, 2004 - June 5, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2022)
(4/19/2022)
Exams
Series 7TO
Date: 3/25/2022
General Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Savannah, GA 31401TRUST BUT VERIFY
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