Corey L. Laprade
Professional summary
Corey Leon Laprade, who also goes by Corey L Laprade, Corey Len Laprade, Corey Laprade, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Reston, Virginia.
Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Corey has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Corey Leon Laprade's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Corey Leon Laprade's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2023 - Present
PARK AVENUE SECURITIES LLC
Office #1: 11600 Sunrise Valley Drive Suite 100, Reston, VA 20191May 17, 2023 - Present
PARK AVENUE SECURITIES LLC
Office #1: 11600 Sunrise Valley Drive Suite 100, Reston, VA 20191March 6, 2021 - April 20, 2023
LAPRADE WEALTH MANAGEMENT LLC
July 20, 2020 - November 4, 2020
PRIVATE CLIENT SERVICES, LLC
July 20, 2020 - November 4, 2020
PRIVATE CLIENT SERVICES, LLC
December 26, 2019 - July 27, 2020
BRIGHT FUTURES WEALTH MANAGEMENT, LLC
January 20, 2017 - October 11, 2019
TD AMERITRADE, INC.
January 20, 2017 - October 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 20, 2017 - October 11, 2019
TD AMERITRADE, INC.
October 8, 2015 - July 6, 2016
CETERA WEALTH SERVICES, LLC
October 8, 2015 - July 6, 2016
CETERA WEALTH SERVICES, LLC
March 24, 2010 - October 14, 2013
TD AMERITRADE, INC.
March 18, 2010 - October 14, 2013
TD AMERITRADE, INC.
March 18, 2010 - October 14, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 21, 2009 - February 25, 2010
NYLIFE SECURITIES LLC
October 5, 2006 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2006 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 2006 - June 27, 2006
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - June 27, 2006
CITIGROUP GLOBAL MARKETS INC.
April 8, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
April 4, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
December 16, 2004 - February 1, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2004 - February 1, 2005
IDS LIFE INSURANCE COMPANY
November 4, 2004 - February 1, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2023)
(6/12/2023)
(6/15/2023)
Exams
FINRA
Current Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
