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Corey L. Laprade

PARK AVENUE SECURITIES LLC
RESTON, VA 20191
Some features on this profile are disabled
CRD#: 4795524
CL

Professional summary


Corey Leon Laprade, who also goes by Corey L Laprade, Corey Len Laprade, Corey Laprade, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Reston, Virginia.

Corey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Corey has worked at 13 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Corey L Laprade | Corey Len Laprade | Corey Laprade

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Unlimited Auto Products, LLC, Start Date: 10/1/2013, Address: 1680 E. Gude Dr. Ste. 314, Rockville, MD 20850, 10 total hours per month; 4 during securities trading hours, Not Investment related, Greater than 10% Annual Compensation, 2) Insurance other than Guardian, Start Date: 8/2/2024, Address: 11600 Sunrise Valley Dr Suite 100 Reston, VA 20191, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% Annual Compensation,

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Corey Leon Laprade's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Corey Leon Laprade's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 12, 2023 - Present

PARK AVENUE SECURITIES LLC

Office #1: 11600 Sunrise Valley Drive Suite 100, Reston, VA 20191
RIA
BD
CRD#: 46173
RESTON, VA
Current

May 17, 2023 - Present

PARK AVENUE SECURITIES LLC

Office #1: 11600 Sunrise Valley Drive Suite 100, Reston, VA 20191
RIA
BD
CRD#: 46173
RESTON, VA
Past

March 6, 2021 - April 20, 2023

LAPRADE WEALTH MANAGEMENT LLC

RIA
CRD#: 312636
NORTH BETHESDA, MD
Past

July 20, 2020 - November 4, 2020

PRIVATE CLIENT SERVICES, LLC

RIA
CRD#: 120222
North Bethesda, MD
Past

July 20, 2020 - November 4, 2020

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
North Bethesda, MD
Past

December 26, 2019 - July 27, 2020

BRIGHT FUTURES WEALTH MANAGEMENT, LLC

RIA
CRD#: 284920
Rockville, MD
Past

January 20, 2017 - October 11, 2019

TD AMERITRADE, INC.

RIA
CRD#: 7870
North Bethesda, MD
Past

January 20, 2017 - October 11, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
North Bethesda, MD
Past

January 20, 2017 - October 11, 2019

TD AMERITRADE, INC.

BD
CRD#: 7870
North Bethesda, MD
Past

October 8, 2015 - July 6, 2016

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
COLUMBIA, MD
Past

October 8, 2015 - July 6, 2016

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
COLUMBIA, MD
Past

March 24, 2010 - October 14, 2013

TD AMERITRADE, INC.

BD
CRD#: 7870
LUTHERVILLE, MD
Past

March 18, 2010 - October 14, 2013

TD AMERITRADE, INC.

RIA
CRD#: 7870
LUTHERVILLE, MD
Past

March 18, 2010 - October 14, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
LUTHERVILLE, MD
Past

April 21, 2009 - February 25, 2010

NYLIFE SECURITIES LLC

BD
CRD#: 5167
CHARLOTTE, NC
Past

October 5, 2006 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHARLOTTE, NC
Past

October 4, 2006 - February 17, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHARLOTTE, NC
Past

February 21, 2006 - June 27, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BALTIMORE, MD
Past

February 21, 2006 - June 27, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BALTIMORE, MD
Past

April 8, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA
CRD#: 6555
BALTIMORE, MD
Past

April 4, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

December 16, 2004 - February 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
OWINGS MILLS, MD
Past

November 4, 2004 - February 1, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 4, 2004 - February 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(6/20/2023)
IAR
Maryland
(6/12/2023)
RR
Maryland
(6/15/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/3/2004
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (3/19/2025)

Direct owners and executive officers


NamePositionCRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICAOWNER
BOGGS, ALLEN WARRENHEAD OF PRODUCT & SUPERVISION4751363
CASWELL, MARIANNE GRACEPRESIDENT AND ELECTED MEMBER6424651
DAVARASHVILI, KATEFINOP/PRINCIPAL FINANCIAL OFFICER.5642325
DESROCHERS, CARLELECTED MEMBER7807194
GALLO, JOSEPH MICHAELCHIEF COMPLIANCE OFFICER3108044
HERGAN, JOSHUA NEILGENERAL COUNSEL4572643
LESINA, LEYLA ADAELECTED MEMBER3004323
MAHER, CARLY PRITCHARDHEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS4003223
PERRY, MICHAEL ANDREWELECTED MEMBER2688179
RYNIKER, MICHAEL JOHNPRINCIPAL OPERATIONS OFFICER2474604

Regulatory assets under management


Total Number of Accounts71,074
AUM (Assets Under Management)$ 14,998,852,974

Disclosures


Regulatory Event20
Arbitration3

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2025
Cover Page
01/22/2025
11/15/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PARK AVENUE SECURITIES LLC

CRD#: 46173Reston, VA 20191

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