DL
Daniel J. Larsen
CETERA INVESTMENT ADVISERS LLC
SALT LAKE CITY, UT 84108
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CRD#: 4795464
DL
Professional summary
Daniel J Larsen is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Salt Lake City, Utah and CETERA WEALTH SERVICES, LLC located in Salt Lake City, Utah.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Daniel has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: UFIRST CREDIT UNION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION START DATE: 9/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: PROCESS RECOMMENDATIONS FOR CLIENTS AND PROSPECTS; 2. NAME OF OTHER BUSINESS: CANYON VIEW CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 04/2025; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: PROCESSING AND RECOMMENDING ANNUITY BUSINESS FOR CLIENTS AND PROSPECTS;
CRS (Client Relationship Summary) - RIA
Click below to view Daniel J Larsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 505 Wakara Way 3rd Floor, Salt Lake City, UT 84108RIA
CRD#: 105644
SALT LAKE CITY, UT
Current
October 23, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 505 Wakara Way, Salt Lake City, UT 84108BD
CRD#: 13572
Salt Lake City, UT
Past
May 18, 2022 - October 30, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
Kaysville, UT
Past
May 18, 2022 - October 30, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
Kaysville, UT
Past
August 3, 2016 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Layton, UT
Past
August 1, 2016 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Layton, UT
Past
September 23, 2015 - May 12, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
SALT LAKE CITY, UT
Past
September 23, 2015 - May 12, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
SALT LAKE CITY, UT
Past
May 9, 2006 - September 14, 2015
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
LONGVIEW, WA
Past
October 28, 2005 - September 14, 2015
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
LONGVIEW, WA
Past
June 15, 2004 - September 26, 2005
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/31/2023)
RR
California(3/14/2025)
RR
Colorado(10/26/2023)
RR
Florida(3/21/2025)
RR
Idaho(10/24/2023)
RR
Minnesota(1/3/2024)
RR
Nevada(11/20/2023)
RR
New York(10/26/2023)
RR
North Carolina(1/3/2025)
RR
Oregon(12/10/2024)
RR
Utah(10/23/2023)
IAR
Utah(11/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Salt Lake City, UT 84108TRUST BUT VERIFY
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