Zackary J. Flodeen
Professional summary
Zackary John Flodeen, CFP®, who also goes by Zackary Flodeen, Zack Flodeen, is a registered financial advisor currently at EVOKE ADVISORS located in Glendale, Arizona.
Zackary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Zackary has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
EVOKE ADVISORS - Registered Investment Advisory firm
Version Date: Mon Apr 01 2024Evoke Wealth, LLC d/b/a Evoke Advisors (“Evoke” or the “Adviser”), is an investment advisor registered with the Securities and Exchange Commission. We feel that it is important for you to understand how advisory and brokerage services and fees differ in order to determine which type of account is right for you. There are free and simple tools available to research firms and financial professionals at www.investor.gov/CRS which also provide educational materials about investment advisers, broker-dealers and investing.
Fees and Costs:
Fees and costs affect the value of your account over time. Please ask your advisor to give you personalized information on the fees and costs that you will pay. You will be charged an ongoing fee (either fixed or a percentage of the value of your account) that is calculated annually and then collected on a quarterly basis (typically in advance) based on the value of the investments in your account. Our standard fee schedule ranges from 0.36% to 1.00% depending on the complexity and value of the investments in your account among other factors but may be negotiable depending on your circumstances. We may also charge an administrative fee of between 0.02% and 0.25% for compiling and reporting on certain unmanaged assets based on the reported values. Our fees vary and are negotiable. Our incentive is to increase the value of your account over time which will increase our fees over time. In most cases, the quarterly fees will be automatically deducted from your account.
The custodian or broker-dealer that holds your assets can charge you a transaction fee when we buy or sell an investment for you. These transaction fees are in addition to our advisory fee for our investment advisory service.
You could also pay charges imposed by the custodian or broker-dealer holding your accounts for certain investments and maintaining your account.
Some investments, such as mutual funds, exchange traded funds and private investment funds charge additional fees that will reduce the value of your investments over time. You will pay fees and costs whether you make or lose money on your investments. Please make sure you understand what fees and costs you are paying.
Additional information about our fees is located in Item 5 of our Firm Brochure. Our Firm Brochure is available upon request or online at https://adviserinfo.sec.gov/.
Questions to ask your Professional:
- Help me understand how these fees and costs will affect my investments. If I give you $10,000 to invest, how much will go to fees and costs and how much will be invested for me?
- How do you determine what fee I will be charged?
Conflicts of Interest:
When we act as your investment adviser, we have a fiduciary duty to place the interest of our clients ahead of our own and the firm. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the investment advice we provide you. Additional information about our conflicts of interest can be found in our Firm Brochure under Item 11 which is available upon request or online at https://adviserinfo.sec.gov/.
How do your financial professionals make money?
The firm’s revenue is from the advisory fees we collect from your accounts each quarter and also from management fees and/or carried interest/performance fees for sponsoring and/or managing certain private fund vehicles. Our financial professionals are employees of the firm and are paid a fixed monthly salary. They also receive on a quarterly basis a portion of the advisory fees that the firm collects from the accounts each adviser manages as part of a profitsharing arrangement established by our parent company.
Certified licenses
Experience
September 12, 2023 - Present
EVOKE ADVISORS
May 8, 2021 - August 29, 2023
VANGUARD MARKETING CORPORATION
May 2, 2021 - August 29, 2023
VANGUARD ADVISERS, INC.
May 17, 2013 - April 17, 2017
FISHER INVESTMENTS
February 15, 2011 - April 22, 2013
VOYA INVESTMENT MANAGEMENT CO. LLC
February 15, 2011 - April 22, 2013
VOYA INVESTMENTS DISTRIBUTOR, LLC
November 17, 2006 - January 31, 2011
CHARLES SCHWAB & CO., INC.
November 17, 2006 - January 31, 2011
CHARLES SCHWAB & CO., INC.
June 17, 2005 - October 25, 2006
ALLSPRING FUNDS MANAGEMENT, LLC
June 17, 2005 - October 25, 2006
ALLSPRING FUNDS DISTRIBUTOR, LLC
April 12, 2005 - May 10, 2005
TCF INVESTMENTS, INC.
June 24, 2004 - February 10, 2005
IDS LIFE INSURANCE COMPANY
June 24, 2004 - February 10, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EVOKE ADVISORS
CRD#: 300856 / SEC#: 801-115290
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/19/2023)
(9/12/2023)
Exams
Series 7TO
Date: 5/7/2021
General Securities Representative ExaminationCurrent Firm
EVOKE ADVISORS
CRD#: 300856 / SEC#: 801-115290
Contact information
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,365 |
| AUM (Assets Under Management) | $ 27,695,485,582 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
