DA
Dominic J. Agostini
STATE FARM INVESTMENT MANAGEMENT
Rochester, NY 14612-3086
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CRD#: 4794268
DA
Professional summary
Dominic Jon Agostini, ChFC® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Rochester, New York and STATE FARM VP MANAGEMENT CORP. located in Spencerport, New York.
Dominic is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Dominic has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Kiwanis Club of Spencerport; non-investment-related; PO box, 106, Spencerport, NY 14559; Non-Profit; Charitable; Civic; Officer/President/0%; 04/01/2016; 4hr/mo. 0hr/mo.; run meetings for this civic club 2) OGDEN RECREATION; non-investment-related; 269 Ogden Center Spencerport NY 14559; COMMUNITY SERVICE ORGANIZATION; INDEPENDENT CONTRACTOR; 5/1/2012; 4; 0; TEACH AN INSURANCE CLASS ONCE A WEEK. THE INSURNACE CLASS WILL BE FOCUSED ON PERSONAL LINES INSURANCE. THIS CLASS IS MEANT TO BE GENERAL IN NATURE AND IS GEARED TOWARDS ADULTS IN THE COMMUNITY. 3) AEA PROPERTIES, LLC; INVESTMENT RELATED; 409 S UNION ST, SPENCERPORT, NY 14559; THE BUILDING HAS MULTIPLE UNITS, SO I WOULD BECOME A LANDLORD, WITH TENANTS; OWNER 100%; 9/1/14; SHOW" EMPTY SUITES TO PROSPETIVE FUTURE TENANTS; 10 HRS/MO; 2 HRS/MO. 4) TOWN OF OGDEN CONSERVATION BOARD; NON-INVESTMENT RELATED; 269 OGDEN CENTER RD, SPENCERPORT, NY 14559; THE PURPOSE OF THE CONSERVATION BOARD IS TO PROMOTE THE DEVELOPMENT AND CONSERVATION OF NATURAL RESOURCES, INCLUDING WATER RESOURCES WITHIN THE TOWN; BOARD MEMBER; NO DUTIES; 2 HRS/MO; 0 HRS/MO. 5) Dominic Agostini Insurance Agency; Investment-related 409 S Union St Spencerport, NY 14559-1975, 3177 Latta Rd Ste 11 Rochester, NY 14612-3086 and 726 Titus Ave, Rochester, NY 14617; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2004; 80; 80; Service customers and supervise employees 6) 726 Titus Ave LLC; Investment related; 409 S Union St Spencerport NY 14559; Investment or Commercial Property; Owner; None; 03/17/2023; 3; 3; LLC to own property that 3rd state farm office location resides in, there is one residential unit above the office space. 7) 2796 Nichols St LLC; Investment Related; 22 Sheldon Drive Spencerport, NY 14559; Investment or Commercial Property; Owner; None; 01/21/2025; 0; 0; Personally Held Real Estate 8) Town of Ogden; Non-Investment Related; 269 Ogden Center Rd Spencerport, NY 14559; Education; Employee; None; 06/01/2025; 4; 0; Teaching Classes 9) CNY QUAD CAPITAL LLC; investment-related; 22 Sheldon Drive Spencerport, NY 14559; Investment or Commercial Property; Partner; None; 08/11/2025; 2;1; LLC created to purchase 2 rental properties
CRS (Client Relationship Summary) - RIA
Click below to view Dominic Jon Agostini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 11, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 3177 Latta Rd Ste 11, Rochester, NY 14612-3086Office #2: 726 Titus Ave, Rochester, NY 14617Office #3: 409 S Union St, Spencerport, NY 14559RIA
CRD#: 3487
Rochester, NY
Current
May 24, 2004 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 409 S Union St, Spencerport, NY 14559Office #2: 3177 Latta Rd Ste 11 , Rochester, NY 14612BD
CRD#: 43036
Spencerport, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(5/26/2004)
IAR
New York(8/11/2021)
RR
Pennsylvania(4/18/2025)
IAR
Pennsylvania(4/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Rochester, NY 14612-3086TRUST BUT VERIFY
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