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TH

Thomas J. Harrop

GALAXY SECURITIES
NEW YORK, NY 10282
Some features on this profile are disabled
CRD#: 4794173
TH

Professional summary

Thomas Joseph Harrop, who also goes by Thomas J Harrop, Thomas J. Harrop, Thomas Harrop, is a registered financial professional currently at GALAXY SECURITIES, LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas J Harrop | Thomas J. Harrop | Thomas Harrop

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Joseph Harrop's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

GALAXY SECURITIES, LLC

Office #1: 300 Vesey Street 13th Floor, New York, NY, 10282Office #2: 300 Vesey Street 13th Floor, New York, NY 10282
BD
CRD#: 330599
NEW YORK, NY
Past

September 26, 2018 - November 30, 2021

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC

BD
CRD#: 151470
NEW YORK, NY
Past

November 14, 2016 - March 10, 2022

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 18, 2016 - November 30, 2016

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

July 15, 2004 - November 30, 2016

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(2/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/17/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/15/2011
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GALAXY SECURITIES, LLC
GALAXY SECURITIES, LLC

CRD#: 330599 / SEC#: , 8-71232

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Vesey Street 13th Floor, New York, NY, 10282
Mailing Address
300 Vesey Street 13th Floor, New York, NY, 10282
Phone number
(212) 499-0081
Established
Delaware since 03/20/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALAXY DIGITAL LPSOLE MEMBER
FALCO, FRANK PETERANTI-MONEY LAUNDERING COMPLIANCE OFFICER5146558
HARVEY, MIKE JREGISTERED OPTIONS PRINCIPAL4863310
PREVEZA, DOUGLAS JOHNCCO2692333
RICO, ROBERT DFINOP/PFO6613472
ROACH, PATRICK JOSEPHPOO2296361
URBAN, JASON PETERCEO4075584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALAXY SECURITIES, LLC

CRD#: 330599New York, NY 10282

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