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MT

Millard E. Tydings

SAN BLAS SECURITIES LLC
New York, NY 10020
Some features on this profile are disabled
CRD#: 4794083
MT

Professional summary


Millard Evelyn Tydings, who also goes by Millard E. Tydings II, is a registered financial professional currently at SAN BLAS SECURITIES LLC located in New York, New York.

Millard is registered as a RR (Registered Representative) and started their career in finance in 2010. Millard has worked at 8 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Millard E. Tydings Ii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Millard Evelyn Tydings's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 9, 2024 - Present

SAN BLAS SECURITIES LLC

Office #1: 1270 6th Ave 7th Floor, New York, NY 10020
BD
CRD#: 290605
New York, NY
Past

July 1, 2020 - December 31, 2023

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
New York, NY
Past

January 3, 2017 - March 22, 2019

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
NEW YORK, NY
Past

August 2, 2016 - November 30, 2016

FUSION ANALYTICS SECURITIES LLC

BD
CRD#: 124245
CORAL SPRINGS, FL
Past

February 4, 2016 - June 24, 2016

ALEXANDER CAPITAL, L.P.

BD
CRD#: 40077
NEW YORK, NY
Past

August 1, 2011 - February 28, 2014

GENTRY SECURITIES LLC

BD
CRD#: 155142
NEW YORK, NY
Past

September 8, 2010 - June 24, 2011

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
NEW YORK, NY
Past

January 15, 2010 - August 19, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/9/2024)
RR
Georgia
(1/9/2024)
RR
Maryland
(1/9/2024)
RR
New Jersey
(1/9/2024)
RR
New York
(9/11/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 1/27/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
CARTER, ANA ROUMENOVAFINOP4424794
PADILLA, DANIEL JRCCO3123672
PADILLA, DANIEL JRCEO3123672

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAN BLAS SECURITIES LLC

CRD#: 290605New York, NY 10020

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