Aundreia T. Heisey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aundreia Taylor Heisey, who also goes by Aundreia Taylor Im, Aundreia Im, Hyejin Im, was a registered financial professional .
Aundreia is a previously registered financial professional and started their career in finance in 2008. Aundreia had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2015 - April 11, 2016
FRED ALGER & COMPANY, LLC
January 2, 2014 - October 14, 2015
SANFORD C. BERNSTEIN & CO., LLC
January 2, 2013 - December 12, 2013
IMST DISTRIBUTORS, LLC
January 3, 2011 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
November 11, 2009 - December 31, 2010
W. P. STEWART SECURITIES LLC
November 25, 2008 - August 21, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
