David Shnitzer
CAPITAL ANALYSTS | Financial Advisor
Newton, MA 02466
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CRD#: 4793776
Professional summary
David Shnitzer, CFP® is a registered financial advisor currently at CAPITAL ANALYSTS located in Newton, Massachusetts and LINCOLN INVESTMENT located in Newton, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. David has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Retirement Income Management
Comprehensive Financial Planni...
Insurance Planning
Estate Planning
Divorce Planning
Business Succession Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CARE PRIVATE WEALTH POSITION: Managing Partner - Wealth AdvisorWe are an independent team practice within Lincoln Investment. NATURE: Wealth Management and Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 03/27/2024 ADDRESS: 275 Grove St, Suite 2-4120 MA 02466, United States DESCRIPTION: I am one of three managing partners and the only one serving clients. CAMEROON ONE AKA ONETRACK INTERNATIONAL POSITION: Treasurer, Founder, Board Member NATURE: Non-Profit 501c3 - Alternative Orphan Care System INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2010 ADDRESS: 217 Bonham Road, Dedham MA 02026, United States DESCRIPTION: I sit on the board as a founding member, I do not provide investment advise.
CRS (Client Relationship Summary) - RIA
Click below to view David Shnitzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 5, 2024 - Present
CAPITAL ANALYSTS
Office #1: 275 Grove St. Ste. 2-4120, Newton, MA 02466RIA
CRD#: 162200
Newton, MA
Current
January 22, 2024 - Present
LINCOLN INVESTMENT
Office #1: 275 Grove St. Ste. 2-4115, Newton, MA 02466RIA
BD
CRD#: 519
Newton, MA
Past
March 23, 2022 - January 29, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BEDFORD, NH
Past
May 18, 2012 - December 31, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BEDFORD, NH
Past
July 5, 2007 - December 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BEDFORD, NH
Past
July 20, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 20, 2004 - January 29, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BEDFORD, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/22/2024)
RR
Connecticut(6/4/2025)
RR
Florida(6/2/2025)
RR
Maine(1/22/2024)
RR
Massachusetts(1/22/2024)
IAR
Massachusetts(2/5/2024)
RR
New Hampshire(1/22/2024)
RR
New Jersey(6/12/2025)
RR
New York(1/22/2024)
RR
North Carolina(7/24/2025)
RR
Rhode Island(1/22/2024)
RR
South Carolina(5/30/2025)
RR
Tennessee(7/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
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Company Information
CAPITAL ANALYSTS
Financial AdvisorCRD#: 162200Newton, MA 02466TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
