Michael B. Stafford

ONE BRICK CAPITAL

Columbus, OH 43220

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CRD#: 4793658

Professional summary

Michael Brennan Stafford, AIF® is a registered financial advisor currently at ONE BRICK CAPITAL, LLC located in Columbus, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SWS PARTNERS. INVESTMENT RELATED. 807 KINNEAR RD, SUITE 100 COLUMBUS, OH 43212. WEALTH MANAGEMENT. PARTNER/FINANCIAL ADVISOR. START 11/3/2015. 170 HOURS/MONTH 160 DURING TRADING. MANAGE ASSETS AND STRATEGIES FOR CLIENTS BASED ON THEIR NEEDS, TIME HORIZON, RISK TOLERANCE, ETC. 2. CRM BINDS LLC. NOT INVESTMENT RELATED. 4270 SHELBOURNE LANE COLUMBUS, OH 43220. PERSONAL ACCOUNTING. SALE. 11/3/15. 0 HOURS/MONTH, 0 DURING TRADING. ACCOUNTANT ADVISED TO SETUP THIS LLC TO DERIVE A TAX BENEFIT. NO ACTIVE ROLE. 2.STAFFORD BROTHERS, LLC. NOT INVESTMENT RELATED. 4270 SHELBOURNE LANE, COLUMBUS OH 43220. PARTNERSHIP FORMED TO HOLD A FAMILY PROPERTY. PARTNER. START 09/01/2007. 0 HOURS. I HAVE NO DUTIES WITHIN THE PARTNERSHIP AS THERE ARE NO CURRENT OR PROSPECTIVE HOLDINGS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brennan Stafford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 31, 2019 - Present

ONE BRICK CAPITAL, LLC

Office #1: 5005 Horizons Dr Suite 100, Columbus, OH 43220

RIA

CRD#: 300365

Columbus, OH

Past

January 3, 2017 - December 13, 2018

SWS PARTNERS, LLC

RIA

CRD#: 281838

COLUMBUS, OH

Past

December 18, 2015 - December 31, 2016

SWS PARTNERS, LLC

RIA

CRD#: 281838

COLUMBUS, OH

Past

November 3, 2015 - May 11, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Columbus, OH

Past

August 27, 2004 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLUMBUS, OH

Past

July 29, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 29, 2004 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/2004

General Securities Representative Examination

Current Firm

ONE BRICK CAPITAL, LLC

CRD#: 300365 / SEC#:

Ohio

Registered Investment Advisory firm - (1/31/2019 Approved)

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Contact information

Main Address

5005 Horizons Dr Suite 100, Columbus, OH 43220

Mailing Address

Phone number

(614) 530-9733

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 44,379,886

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael B. Stafford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brennan Stafford's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONE BRICK CAPITAL, LLC

SWS PARTNERS, LLC

SWS PARTNERS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2007

SIE

Date: 5/11/2017

Series 7

Date: 7/28/2004

Current Firm

ONE BRICK CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONE BRICK CAPITAL, LLC

TRUST BUT VERIFY

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