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CA

Clifford B. Ackers

GLOBAL ALLIANCE SECURITIES LLC
Charleston, SC
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CRD#: 4793582
CA

Professional summary


Clifford B Ackers, who also goes by Clifford Bryant Ackers, is a registered financial professional currently at GLOBAL ALLIANCE SECURITIES LLC located in Charleston, South Carolina.

Clifford is registered as a RR (Registered Representative) and started their career in finance in 2004. Clifford has worked at 5 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 55, Series 7, Series 10 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Clifford Bryant Ackers

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Clifford B Ackers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 12, 2025 - Present

GLOBAL ALLIANCE SECURITIES LLC

Office #2: 2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466
BD
CRD#: 167164
Charleston, SC
Past

February 26, 2024 - June 25, 2025

CHURCHILL CAPITAL USA, INC.

BD
CRD#: 143278
NEW YORK, NY
Past

September 21, 2009 - March 8, 2024

OPPENHEIMER & CO. INC.

BD
CRD#: 249
STAMFORD, CT
Past

September 22, 2008 - July 29, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

May 19, 2004 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/12/2025)
RR
Connecticut
(9/12/2025)
RR
Florida
(9/12/2025)
RR
Illinois
(9/12/2025)
RR
Massachusetts
(9/12/2025)
RR
Minnesota
(9/30/2025)
RR
New York
(9/12/2025)
RR
South Carolina
(9/12/2025)
RR
Texas
(9/12/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 11/8/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/29/2004
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GA
GLOBAL ALLIANCE SECURITIES LLC
GLOBAL ALLIANCE SECURITIES LLC

CRD#: 167164 / SEC#: , 8-69244

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466
Mailing Address
2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466
Phone number
(212) 878-6500
Established
South Carolina since 01/17/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
O'SHEA, JENNIFER LYNNPRESIDENT AND CEO5632731
OSHEA, JOHN PATRICKEXECUTIVE CHAIRMAN, COO, CCO1067536
CAMPBELL, ROBERTFINOP, PFO, POO1349154

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GLOBAL ALLIANCE SECURITIES LLC

CRD#: 167164Charleston, SC

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