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CRD#: 167164
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GLOBAL ALLIANCE SECURITIES LLC is located at 2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466 and was first established at Atlanta, South Carolina in 01/17/2019. After operating for 7 years, GLOBAL ALLIANCE SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GLOBAL ALLIANCE SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. GLOBAL ALLIANCE SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GLOBAL ALLIANCE SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GLOBAL ALLIANCE SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GLOBAL ALLIANCE SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GLOBAL ALLIANCE SECURITIES LLC Comes From

Understanding the Statistics for GLOBAL ALLIANCE SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466
Mailing Address
2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466
Firm Size
Small
Phone Number
(212) 878-6500
Established
South Carolina since 01/17/2019
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
O'SHEA, JENNIFER LYNNPRESIDENT AND CEO5632731
OSHEA, JOHN PATRICKEXECUTIVE CHAIRMAN, COO, CCO1067536
CAMPBELL, ROBERTFINOP, PFO, POO1349154

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Advisor's working at GLOBAL ALLIANCE SECURITIES LLC

CA

Clifford B Ackers

Clifford Bryant Ackers
RR
CRD#: 4793582
Location:
Charleston, SC
Company:
GLOBAL ALLIANCE SECURITIES LLC
Disclosures:
Experience:
21 years
View Profile
JO

Jennifer Lynn O'shea

Jennifer Lynn Fettig
RR
CRD#: 5632731
Location:
Charleston, SC
Company:
GLOBAL ALLIANCE SECURITIES LLC
Disclosures:
Experience:
16 years
View Profile
RC

Robert Nmn Campbell

Bob Campbell, Robert Campbell
RR
CRD#: 1349154
Location:
Austin, TX 78759
Company:
FIRST PUBLIC, LLC
Disclosures:
Experience:
40 years
View Profile
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