BT
Brian M. Therrell
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
BOCA RATON, FL 33432
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CRD#: 4793352
BT
Professional summary
Brian Michael Therrell, who also goes by Brian Michael Therrell Mr, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Boca Raton, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Boca Raton, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Michael Therrell Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GENERATIONS WEALTH ADVISORS, 1300 NORTH FEDERAL HWY SUITE 101, BOCA RATON, FL 33432, INSURANCE AGENT/SALES, MANAGING PARTNER, SINCE 2/1/11, INVESTMENT RELATED, 5 HOURS WEEKLY, 2 HOURS DURING TRADING. 2) CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC., 1776 PLEASANT PLAIN RD., FAIRFIELD, IA 11/2013, ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR (RIA), IAR, INVESTMENT RELATED, 40/WK, 30/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Michael Therrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1300 N Federal Hwy Ste 101, Boca Raton, FL 33432RIA
CRD#: 134139
BOCA RATON, FL
Current
November 1, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1300 N Federal Hwy Ste 101, Boca Raton, FL 33432BD
CRD#: 39543
Boca Raton, FL
Past
September 15, 2005 - November 6, 2013
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BOCA RATON, FL
Past
September 7, 2005 - November 6, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BOCA RATON, FL
Past
July 2, 2004 - September 1, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BOCA RATON, FL
Past
June 25, 2004 - September 1, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 25, 2004 - September 1, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/16/2015)
RR
Colorado(10/30/2015)
RR
Connecticut(11/16/2015)
RR
Florida(11/1/2013)
IAR
Florida(11/7/2013)
RR
Georgia(11/1/2013)
RR
Indiana(1/8/2019)
RR
Louisiana(8/18/2017)
RR
Maryland(4/3/2017)
RR
Massachusetts(1/2/2018)
RR
Missouri(11/1/2018)
RR
New Jersey(5/28/2014)
RR
New York(11/1/2013)
RR
North Carolina(11/1/2013)
RR
Ohio(4/5/2016)
RR
Oklahoma(2/9/2017)
RR
Pennsylvania(5/28/2014)
RR
Tennessee(6/21/2018)
RR
Texas(11/1/2013)
IAR
Texas(11/6/2013)
RR
Virginia(11/1/2013)
RR
Washington(9/29/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Boca Raton, FL 33432TRUST BUT VERIFY
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