Derek J. Elrod

BRIDGEWEALTH ADVISORY GROUP

Fresno, CA 93711

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CRD#: 4793202

Professional summary

Derek James Elrod, CFP® is a registered financial advisor currently at BRIDGEWEALTH ADVISORY GROUP, LLC located in Fresno, California and APW CAPITAL, INC. located in Fresno, California.

Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Derek has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek James Elrod's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 5, 2018 - Present

BRIDGEWEALTH ADVISORY GROUP, LLC

Office #1: 986 West Alluvial Ave., Suite 101, Fresno, CA 93711

RIA

CRD#: 293514

Fresno, CA

Current

May 5, 2011 - Present

APW CAPITAL, INC.

Office #1: 986 W. Alluvial Ave., Ste. 101, Fresno, CA, 93711

CRD#: 43814

Fresno, CA

Past

January 8, 2016 - February 12, 2020

RB CAPITAL MANAGEMENT, LLC

RIA

CRD#: 125678

Fresno, CA

Past

May 25, 2005 - December 31, 2015

RB CAPITAL MANAGEMENT, LLC

RIA

CRD#: 125678

FRESNO, CA

Past

October 5, 2004 - May 3, 2011

SLOAN SECURITIES CORP.

CRD#: 17930

FORT LEE, NJ

Past

May 10, 2004 - October 6, 2004

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGEWEALTH ADVISORY GROUP, LLC

BRIDGEWEALTH ADVISORY GROUP, LLC | IKON ADVISORY GROUP, LLC | IKON ADVISORY GROUP

CRD#: 293514 / SEC#: 801-112758

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/5/2011)

IAR

California
(7/5/2018)

Idaho
(4/11/2018)

Oregon
(8/31/2016)

IAR

Texas
(7/25/2018)

Washington
(2/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BRIDGEWEALTH ADVISORY GROUP, LLC

BRIDGEWEALTH ADVISORY GROUP, LLC | IKON ADVISORY GROUP, LLC | IKON ADVISORY GROUP

CRD#: 293514 / SEC#: 801-112758

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

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Contact information

Main Address

986 West Alluvial Ave. Suite 101, Fresno, CA 93711

Mailing Address

Phone number

(559) 432-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/21/2025)

ADV PART 2A - WRAP FEE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,903
AUM (Assets Under Management)	$ 740,120,367

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derek J. Elrod

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek James Elrod's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

RB CAPITAL MANAGEMENT, LLC

RB CAPITAL MANAGEMENT, LLC

SLOAN SECURITIES CORP.

GUNNALLEN FINANCIAL, INC

Primary Firm SEC Registration

BRIDGEWEALTH ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/27/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2004

FINRA

Current Firm

BRIDGEWEALTH ADVISORY GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGEWEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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