DE
Derek J. Elrod
BRIDGEWEALTH ADVISORY GROUP
Fresno, CA 93711
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CRD#: 4793202
DE
Professional summary
Derek James Elrod, CFP® is a registered financial advisor currently at BRIDGEWEALTH ADVISORY GROUP, LLC located in Fresno, California and APW CAPITAL, INC. located in Fresno, California.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Derek has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Elrod Farming - Partner, Non-investment related 14379 Road 24, Madera, CA 93637 Agriculture, started in 2000 1% of time. // RDJ 1 & 2, Not investment related, 14379 Rd 24, Madera, CA, Farming, VP, Administrative duties, 3% of time // Life Insurance Services, Inc, Insurance, Independent Contractor, Collect referral fees, Since 12/5/2012, 1% of time // Annuity Source - Insurance, Independent Contractor, Since 2/2016, 1% of time. Bridgewealth Advisory Group, LLC; investment related; Fresno, CA; Type of Business: RIA; Start Date: 7/1/2018; Title: Partner; Duties: financial planning; Time Spent: 170 hrs/month. RDJ Disc Sales, Inc.; not investment related; Medera, CA; Type of business: Almond export sales; Start date: 6/27/2018; Duties: None; Time spent: 0. RDJ Sales, LLC; not investment related; Madera, CA; Type of business: Almond export sales; Start date: 6/27/2018; Duties: None; Time spent: 0. RDJ Investment Properties, LLC - non investment related, Madera, CA Type of Business: Real Estate, Managing Member, Time spent - 1% E&G Investment Properties, LLC - non investment related, Madera, CA Type of Business: Real Estate, Managing Member, Time spent - 1% Nichols Financial Strategies Life Insurance, Investment related:No, 465 E Fir Ave., Suite 105, Fresno, CA, 93720, Life Insurance agent , Life Insurance Agent, 05/31/2024, 1 hour per month , Local company to use for clients requesting life insurance when needed to provide quotes and assist with paperwork. Responsible for application, clients signatures and follow-up process. Bridgewealth Investment Properties, LLC, Investment related:No, 986 W. Alluvial, Suite 101, Fresno, CA, 93711, Purchased our office building for Bridgewealth Advisory Group, Member, 12/01/2021, 1 hour, Manage Office and tenant Gentile Real Estate , Investment related:Yes, 695 w. Cromwell Ave, Suite 102, Fresno, CA, 93711, , Realtor, 01/01/2023, 1 hour weekly, Refer business
CRS (Client Relationship Summary) - RIA
Click below to view Derek James Elrod's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
July 5, 2018 - Present
BRIDGEWEALTH ADVISORY GROUP, LLC
Office #1: 986 West Alluvial Ave., Suite 101, Fresno, CA 93711RIA
CRD#: 293514
Fresno, CA
Current
May 5, 2011 - Present
APW CAPITAL, INC.
Office #1: 986 W. Alluvial Ave., Ste. 101, Fresno, CA, 93711BD
CRD#: 43814
Fresno, CA
Past
January 8, 2016 - February 12, 2020
RB CAPITAL MANAGEMENT, LLC
RIA
CRD#: 125678
Fresno, CA
Past
May 25, 2005 - December 31, 2015
RB CAPITAL MANAGEMENT, LLC
RIA
CRD#: 125678
FRESNO, CA
Past
October 5, 2004 - May 3, 2011
SLOAN SECURITIES CORP.
BD
CRD#: 17930
FORT LEE, NJ
Past
May 10, 2004 - October 6, 2004
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BRIDGEWEALTH ADVISORY GROUP, LLC
BRIDGEWEALTH ADVISORY GROUP, LLC | IKON ADVISORY GROUP, LLC | IKON ADVISORY GROUP
CRD#: 293514 / SEC#: 801-112758
RIA
Registered Investment Advisory firm - (4/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/5/2011)
IAR
California(7/5/2018)
RR
Idaho(4/11/2018)
RR
Oregon(8/31/2016)
IAR
Texas(7/25/2018)
RR
Washington(2/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BRIDGEWEALTH ADVISORY GROUP, LLC
BRIDGEWEALTH ADVISORY GROUP, LLC | IKON ADVISORY GROUP, LLC | IKON ADVISORY GROUP
CRD#: 293514 / SEC#: 801-112758
RIA
Registered Investment Advisory firm - (4/2/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
986 West Alluvial Ave. Suite 101, Fresno, CA 93711
Mailing Address
Phone number
(559) 432-6100
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,903 |
| AUM (Assets Under Management) | $ 740,120,367 |
Red Flags
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Company Information
BRIDGEWEALTH ADVISORY GROUP, LLC
CRD#: 293514Fresno, CA 93711TRUST BUT VERIFY
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