Gregory M. Dooley

VECTORWEALTH

Tampa, FL 33602

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CRD#: 4792015

Professional summary

Gregory Matthew Dooley, who also goes by Greg Matthew Dooley, is a registered financial advisor currently at VECTORWEALTH located in Tampa, Florida and GT SECURITIES, INC. located in Los Angeles, California.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Gregory has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Matthew Dooley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)09/15/2021 - GMD Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2021 - 160 Hr/Mth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Matthew Dooley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

VECTORWEALTH

Office #1: 707 N. Franklin St., Unit 3, Tampa, FL 33602

RIA

CRD#: 312707

Tampa, FL

Current

June 2, 2025 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094

CRD#: 6321

MINNEAPOLIS, MN

Past

June 10, 2004 - October 24, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/2/2025)

IAR

Florida
(11/19/2024)

Florida
(6/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VECTORWEALTH

VECTORSHARES LLC. | VECTORWEALTH

CRD#: 312707 / SEC#: 801-120588

RIA

Registered Investment Advisory firm - (2/27/2024 Terminated)

Florida

Registered Investment Advisory firm - (1/4/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (7/29/2024 Approved)

Tennessee

Registered Investment Advisory firm - (1/5/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

707 N. Franklin St., Unit 3, Tampa, FL 33602

Mailing Address

Phone number

(813) 767-7053

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 11,064,233

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory M. Dooley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Matthew Dooley's CRS (Customer Relationship Summary).

Certified licenses

Experience

GT SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/8/2004

Series 24

Date: 6/2/2008

FINRA

Current Firm

VECTORWEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VECTORWEALTH

TRUST BUT VERIFY

Contact information

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