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Gregory Matthew Dooley

VECTORWEALTH
TAMPA, FL
·CRD# 4792015·22 years experience

Professional Summary

Gregory Matthew Dooley, who also goes by Greg Matthew Dooley, is a registered financial advisor currently at VECTORWEALTH located in Tampa, Florida and GT SECURITIES, INC. located in Los Angeles, California. Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Gregory has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Matthew Dooley

Blog Corner

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Videos & Posts

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

VECTORWEALTH·CRD# 312707
RIA
608 W. Horatio Street Unit D, Tampa, FL 33606
November 19, 2024 - Present
GT SECURITIES, INC.·CRD# 116012
BD
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
June 2, 2025 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Tampa, FL
November 12, 2021 - May 19, 2025
LPL FINANCIAL LLC·CRD# 6413
BD
Tampa, FL
November 12, 2021 - May 19, 2025
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Tampa, FL
December 9, 2015 - December 9, 2021
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Tampa, FL
December 9, 2015 - December 9, 2021
LPL FINANCIAL LLC·CRD# 6413
RIA
Tampa, FL
March 6, 2008 - December 18, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Tampa, FL
March 3, 2008 - December 18, 2015
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Tampa, FL
July 13, 2006 - March 4, 2008
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Tampa, FL
October 26, 2005 - March 4, 2008
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Boca Raton, FL
June 22, 2004 - October 24, 2005
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 10, 2004 - October 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
June 10, 2004 - October 24, 2005

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Current Firm

VE
VECTORWEALTH

VECTORSHARES LLC. | VECTORWEALTH

CRD#: 312707 / SEC#: 801-120588
RIA
Registered Investment Advisory firm - SEC (2/27/2024 Terminated)
Florida
Registered Investment Advisory firm - Florida (1/4/2024 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (3/30/2026 Terminated)
Tennessee
Registered Investment Advisory firm - Tennessee (3/30/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

608 W. Horatio Street Unit D, Tampa, FL 33606

Phone Number

(813) 578-4658

# of Employees

6

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

118

AUM (Assets Under Management)

$77,808,403

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Director of Spaceport Capital, LLC, located in Tampa, Florida, 33609, a newly formed firm focused on building and acquiring real estate related to the aerospace and defense industries, with potential activities including financing, developing, or acquiring infrastructure for this sector. Responsible for introducing real estate experts on staff to connections in the space industry and participating in meetings to plan and determine the firm's direction and potential projects. Devotes approximately 4 hours per month to this activity, with 3 hours during securities trading hours. Activity commences August 1, 2026. Investment related activity. President of GMD Financial, Inc., located in Tampa, Florida, 33606, a corporation used to manage an independent financial services practice for record keeping and oversight purposes. Responsible for corporate record keeping, with no specific responsibilities outside of those related to the management of the financial services practice. Devotes approximately 1 hour per month to this activity, with no hours during securities trading hours. Activity commenced July 24, 2007. Non-investment related activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/2/2025)
IAR
Florida
(11/19/2024)
RR
Florida
(6/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2008About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gregory Matthew Dooley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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