BF
Brandie T. Fintchre
FIRST CITIZENS INVESTOR SERVICES
RALEIGH, NC 27615
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CRD#: 4791987
BF
Professional summary
Brandie Trecee Fintchre, CFP® is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Raleigh, North Carolina.
Brandie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brandie has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Emily Krzyzewski Center, 904 W. Chapel Hill Street, Durham, NC 27701, USA; Not for Profit, start January 2015, Not investment related. The Emily Krzyzewski Center, a nonprofit organization in Durham, North Carolina, implements four distinct programs designed to build on the academic, career, and leadership potential of students who are traditionally underrepresented in higher education. Collectively, our programs serve students from elementary school through college and equip them with the skills necessary to successfully complete higher education, connect to promising careers, and become agents of change within their communities. We amplify our efforts through partnerships with our local school district, community-based organizations, and universities. Finance Committee Advisor/Member; 2 hours per month, 2 during trading hours; No products or services are offered as a part of my committee participation. I provide guidance on policies and procedures that would help the Center maintain effective governance over finances and participate in the development of the non-profit organization's strategic plan. 2) Writing and Speaking Engagements; investment related; not be on behalf of First Citizens Investor Services or include financial recommendations for specific products; Activities would include financial topics and considerations for savers, borrowers, and investors; Start date and location TBD; Owner as a Writer/Speaker; 4 hour monthly/4 during trading hours; Financial education seminars to promote financial wellness in the community and to publish articles in financial journals in exchange for compensation in my personal name. 3)ECU FOUNDATION BOARD POSITION: Officer/Director NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 2200 S. Charles Blvd, Greenville Centre, East Carolina University, Greenviile NC 27858, United States DESCRIPTION: The ECU Foundation supports the university's mission of public service and regional transformation. They are responsible stewards of all gifts and they are committed to the highest levels of accountability and transparency in all they do. The ECU Foundation is a 501(c)(3) public charitable organization.
CRS (Client Relationship Summary) - RIA
Click below to view Brandie Trecee Fintchre's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brandie Trecee Fintchre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 5, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615RIA
BD
CRD#: 44430
RALEIGH, NC
Current
May 30, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 8540 Colonnade Center Drive, Raleigh, NC 27615RIA
BD
CRD#: 44430
RALEIGH, NC
Past
June 19, 2012 - May 2, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
RALEIGH, NC
Past
April 26, 2004 - April 23, 2007
JBS LIBERTY SECURITIES, INC.
BD
CRD#: 36179
DURHAM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(5/30/2017)
IAR
North Carolina(6/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Raleigh, NC 27615TRUST BUT VERIFY
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