SP
Seth R. Porter
STATE FARM INVESTMENT MANAGEMENT
St. George, UT 84790
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CRD#: 4791978
SP
Professional summary
Seth Randy Porter is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in St. George, Utah and STATE FARM VP MANAGEMENT CORP. located in Cedar City, Utah.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Seth has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Seth Porter's Insurance Agency; Investment-related; 118 W 200 S Cedar City, UT 84720-3244; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 03/01/2018; 80; 80; Service customers and supervise employees. 2) Farmhouse Properties, LLC; Investment-related; 118 West 200 South, Cedar City, UT 84720; Investment or Commercial Property; Owner; Owner; 3/1/2018; 0; 0; no duties. 3) Utah Agency Resource Group, Inc; Non-investment-related; 684 E. 11400 S, suite E, Draper, UT 84020; Membership/Civic/Fraternal Organization; Board Member; Director; 4/1/2019; 4; 0; no duties. 5) Riverside HOA; non-investment-related'; 393 E Riverside Dr St. George UT 84790; association/committee/council; officer; president; 12/01/2022; 1; 0; review bank statements, Riverside HOA is being created to manage my building under Farmhouse properties that is housing my MOA in St. George. This HOA manages common areas not exclusive to my building, but to all 4 in my office complex. I have been approached to act as the president of this HOA which will manage expenses common to all 4 buildings. We are hiring an outside accountant to collect monies, deposit to a joint account, and manage the payments to subcontractors to maintain the common areas. It is expected I will spend less than 1 hour per month on this OBA. No SF equipment will be used.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Randy Porter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 393 E. Riverside Dr Ste. 1-103, St. George, UT 84790Office #2: 118 W. 200 S, Cedar City, UT 84720RIA
CRD#: 3487
St. George, UT
Current
May 10, 2004 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 118 W 200 S, Cedar City, UT 84720BD
CRD#: 43036
Cedar City, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/11/2021)
IAR
Arizona(1/21/2021)
RR
Illinois(2/4/2021)
IAR
Illinois(10/16/2024)
RR
Nevada(1/11/2021)
IAR
Nevada(1/26/2021)
RR
Utah(5/17/2004)
IAR
Utah(8/24/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487St. George, UT 84790TRUST BUT VERIFY
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