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Christina M. Hennessey

Some features on this profile are disabled
CRD#: 4791680
CH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christina Marie Hennessey was a registered financial professional .

Christina is a previously registered financial professional and started their career in finance in 2006. Christina had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 8, 2014 - September 12, 2016

GILDER GAGNON HOWE & CO. LLC

BD
CRD#: 2002
NEW YORK, NY
Past

September 2, 2010 - December 23, 2013

CBIS FINANCIAL SERVICES, INC.

BD
CRD#: 20872
NEW YORK, NY
Past

June 1, 2009 - December 10, 2009

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

June 1, 2009 - December 10, 2009

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

July 11, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
NEW YORK, NY
Past

July 19, 2006 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GILDER GAGNON HOWE & CO. LLC
GILDER GAGNON HOWE & CO. LLC
GGHC | GILDER, GAGNON & CO., INC. | GILDER, GAGNON & CO. | GILDER GAGNON HOWE & CO. LLC | GILDER GAGNON HOWE & CO

CRD#: 2002 / SEC#: 801-65667, 8-30196

RIA
Registered Investment Advisory firm - SEC (1/27/2006 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/26/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/12/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/13/2007
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/2006
General Securities Representative Examination

Current Firm

GILDER GAGNON HOWE & CO. LLC
GILDER GAGNON HOWE & CO. LLC
GGHC | GILDER, GAGNON & CO., INC. | GILDER, GAGNON & CO. | GILDER GAGNON HOWE & CO. LLC | GILDER GAGNON HOWE & CO

CRD#: 2002 / SEC#: 801-65667, 8-30196

RIA
Registered Investment Advisory firm - SEC (1/27/2006 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
475 Tenth Avenue 12th Floor, New York, NY 10018-1120
Mailing Address
475 Tenth Avenue, New York, NY 10018
Phone number
(212) 765-2500
Established
New York since 01/04/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
88

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GGHC FORM ADV PART 2A (3/24/2025)
GGHC FORM ADV PART 2A WRAP FEE PROGRAM BROCHURE (3/24/2025)

Direct owners and executive officers

NamePositionCRD#
HOWE, DAVID STEWARTMANAGING MEMBER812707
RIZAVI, SHAIZA MARIAMCHIEF EXECUTIVE OFFICER / MANAGING MEMBER2874858
ANDERSON, TRAVIS KNAPPMANAGING MEMBER853424
DEUTSCH, JAMES MICHAELCHIEF EXECUTIVE OFFICER/MANAGING MEMBER4565264
MCCORMICK, MICHAEL PATRICKMEMBER1857693
ALI, SHAFQATCHIEF INFORMATION SECURITY OFFICER/MEMBER6009773
ESPOSITO, LAURA MICHELECHIEF COMPLIANCE OFFICER6727167
HUYNH, DAVID COCHIEF FINANCIAL OFFICER5443515

Regulatory assets under management

Total Number of Accounts8,767
AUM (Assets Under Management)$ 11,604,602,601

Disclosures

Regulatory Event5

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/14/2025
Cover Page
Report
09/20/2024
Cover Page
Report
11/10/2023
Cover Page
Report
12/15/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GILDER GAGNON HOWE & CO. LLC

GILDER GAGNON HOWE & CO. LLC

CRD#: 2002

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