Raeneice V. Taltoan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raeneice Virginia Taltoan, CFP®, who also goes by Raeneice V Taltoan, was a registered financial professional .
Raeneice is a previously registered financial professional and started their career in finance in 2004. Raeneice had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
March 27, 2012 - December 16, 2014
ALIGHT FINANCIAL ADVISORS, LLC
September 20, 2011 - December 16, 2014
ALIGHT FINANCIAL SOLUTIONS, LLC
January 4, 2010 - July 21, 2011
LPL FINANCIAL LLC
August 19, 2008 - March 18, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 10, 2006 - August 5, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 11, 2004 - March 20, 2006
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
