NL
Nicolas Longpre
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Honolulu, HI 96813
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CRD#: 4791561
NL
Professional summary
Nicolas Longpre, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Honolulu, Hawaii and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Honolulu, Hawaii.
Nicolas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Nicolas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEALTH MANAGING PARTNERS INC, 1003 BISHOP ST, STE 1240, HONOLULU, HI, 04/2018, OWNER, DBA, INV REL, 240 HR/MO, 80 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) RENTAL PROPERTY OWNER, EWA BEACH, HI, 04/2018, NIR, 12 HR/MO, 0 HR/MO TRADING. 4) ONLINE TICKET RESALE, EWA BEACH, HI 09/2018, TICKET SALES, NIR, 1 HR/MO, 0 HR/MO TRADING. 5) NEW DAY INVESTMENTS LLC, 725 KAPIOLANI BLVD, C110, HONOLULU, HI, 01/2019, MANAGING MEMBER LLC, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Nicolas Longpre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
April 17, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1003 Bishop Street Pauahi Tower, Suite 1450, Honolulu, HI 96813RIA
CRD#: 134139
Honolulu, HI
Current
April 17, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1003 Bishop Street # 1240, Honolulu, HI 96813BD
CRD#: 39543
Honolulu, HI
Past
August 3, 2015 - April 23, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
HONOLULU, HI
Past
August 3, 2015 - April 23, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
HONOLULU, HI
Past
August 3, 2009 - August 4, 2015
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
HONOLULU, HI
Past
August 3, 2009 - August 4, 2015
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
HONOLULU, HI
Past
January 5, 2009 - August 25, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
RIA
CRD#: 104790
BOSTON, MA
Past
December 12, 2008 - August 3, 2009
ASSOCIATED SECURITIES CORP.
RIA
CRD#: 12969
HONOLULU, HI
Past
December 12, 2008 - August 3, 2009
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
HONOLULU, HI
Past
September 5, 2008 - December 16, 2008
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
HONOLULU, HI
Past
September 3, 2008 - December 16, 2008
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
HONOLULU, HI
Past
January 15, 2008 - August 26, 2008
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
EWA BEACH, HI
Past
October 4, 2007 - August 26, 2008
FSC SECURITIES CORPORATION
BD
CRD#: 7461
EWA BEACH, HI
Past
June 22, 2004 - September 18, 2007
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/17/2020)
RR
Arizona(4/17/2018)
RR
California(4/17/2018)
RR
Colorado(4/17/2018)
RR
Connecticut(4/17/2018)
RR
Florida(4/17/2018)
RR
Georgia(9/9/2025)
RR
Hawaii(4/17/2018)
IAR
Hawaii(4/17/2018)
RR
Idaho(9/17/2020)
RR
Illinois(4/17/2018)
RR
Indiana(4/17/2018)
RR
Iowa(9/17/2020)
RR
Kansas(7/26/2023)
RR
Maryland(6/15/2018)
RR
Massachusetts(4/11/2024)
RR
Michigan(4/17/2018)
RR
Minnesota(2/19/2021)
RR
Missouri(9/12/2025)
RR
Montana(5/9/2018)
RR
Nevada(4/17/2018)
RR
New Jersey(9/17/2020)
RR
New Mexico(3/8/2024)
RR
New York(7/27/2023)
RR
North Carolina(7/24/2019)
RR
Ohio(7/25/2018)
RR
Oklahoma(4/17/2018)
RR
Oregon(4/17/2018)
RR
Pennsylvania(4/17/2018)
RR
Texas(4/17/2018)
IAR
Texas(4/18/2018)
RR
Utah(4/17/2018)
RR
Virginia(4/17/2018)
RR
Washington(4/17/2018)
RR
Wisconsin(4/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
