Casey Cassity
Professional summary
Casey Cassity, who also goes by Casey Ryan Cassity, is a registered financial advisor currently at CJC CAPITAL, LLC located in Redondo Beach, California and APW CAPITAL, INC. located in Rockaway, New Jersey.
Casey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Casey has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Casey Cassity's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2023 - Present
CJC CAPITAL, LLC
August 2, 2021 - Present
APW CAPITAL, INC.
Office #1: 100 Enterprise Drive, Rockaway, NJ 07866May 4, 2020 - April 13, 2021
BLUEPRINT CAPITAL MARKETS
September 23, 2019 - September 30, 2022
AZUL FINANCIAL LLC
September 29, 2017 - April 24, 2018
J.P. MORGAN SECURITIES LLC
November 14, 2016 - September 18, 2017
AZUL FINANCIAL LLC
July 14, 2015 - November 15, 2016
OPPENHEIMER & CO. INC.
July 14, 2015 - November 15, 2016
OPPENHEIMER & CO. INC.
December 1, 2014 - July 23, 2015
MORGAN STANLEY
November 11, 2014 - July 23, 2015
MORGAN STANLEY
April 3, 2013 - October 2, 2014
OPPENHEIMER & CO. INC.
August 11, 2005 - April 2, 2013
SCOTTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2023)
(8/11/2025)
(8/2/2021)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
CJC CAPITAL, LLC
CRD#: 326645 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
