Sohan P. Talwalker

SG AMERICAS SECURITIES

Menlo Park, CA 94025

Some features on this profile are disabled

CRD#: 4790817

Professional summary

Sohan Purnachanda Talwalker, who also goes by Sohan P Talwalker, Sohan Purnachandra Talwalker, is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in Menlo Park, California.

Sohan is registered as a RR (Registered Representative) and started their career in finance in 2004. Sohan has worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sohan P Talwalker | Sohan Purnachandra Talwalker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sohan Purnachanda Talwalker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2025 - Present

SG AMERICAS SECURITIES, LLC

Office #1: 2882 Sand Hill Road Suite 118, Menlo Park, CA 94025

CRD#: 128351

Menlo Park, CA

Past

April 26, 2023 - March 17, 2025

BOFA SECURITIES, INC.

CRD#: 283942

SAN FRANCISCO, CA

Past

December 9, 2022 - April 27, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

July 30, 2019 - August 26, 2022

BMO CAPITAL MARKETS CORP.

CRD#: 16686

SAN FRANCISCO, CA

Past

September 29, 2014 - May 22, 2019

WELLS FARGO SECURITIES, LLC

CRD#: 126292

SAN FRANCISCO, CA

Past

May 15, 2009 - September 30, 2014

PIPER SANDLER & CO.

CRD#: 665

SAN FRANCISCO, CA

Past

August 24, 2006 - December 31, 2008

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

SAN FRANCISCO, CA

Past

September 2, 2004 - July 26, 2006

JEFFERIES LLC

CRD#: 2347

FOSTER CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/25/2025)

Alaska
(9/25/2025)

Arizona
(9/25/2025)

Arkansas
(9/25/2025)

California
(9/25/2025)

Colorado
(9/25/2025)

Connecticut
(9/25/2025)

Delaware
(9/25/2025)

District of Columbia
(9/25/2025)

Florida
(9/25/2025)

Georgia
(9/25/2025)

Hawaii
(9/25/2025)

Idaho
(9/25/2025)

Illinois
(9/25/2025)

Indiana
(9/25/2025)

Iowa
(9/25/2025)

Kansas
(9/25/2025)

Kentucky
(9/25/2025)

Louisiana
(9/25/2025)

Maine
(9/25/2025)

Maryland
(9/25/2025)

Massachusetts
(9/25/2025)

Michigan
(9/25/2025)

Minnesota
(9/25/2025)

Mississippi
(9/25/2025)

Missouri
(9/25/2025)

Montana
(9/25/2025)

Nebraska
(9/25/2025)

Nevada
(9/25/2025)

New Hampshire
(9/25/2025)

New Jersey
(9/25/2025)

New Mexico
(9/25/2025)

New York
(9/25/2025)

North Carolina
(9/25/2025)

North Dakota
(9/25/2025)

Ohio
(9/25/2025)

Oklahoma
(9/25/2025)

Oregon
(9/25/2025)

Pennsylvania
(9/25/2025)

Puerto Rico
(9/25/2025)

Rhode Island
(9/25/2025)

South Carolina
(9/25/2025)

South Dakota
(9/25/2025)

Tennessee
(9/25/2025)

Texas
(9/25/2025)

Utah
(9/25/2025)

Vermont
(9/25/2025)

Virginia
(9/25/2025)

Washington
(9/25/2025)

West Virginia
(9/25/2025)

Wisconsin
(9/25/2025)

Wyoming
(9/25/2025)

Exams

State Security Law Exam

Series 63

Date: 6/21/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/26/2023

General Securities Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SG AMERICAS SECURITIES, LLC

CRD#: 128351 / SEC#: , 8-66125

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(212) 278-6000

Established

Delaware since 08/08/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SG AMERICAS SECURITIES HOLDINGS, LLC	DIRECT OWNER
CARTIER, SYLVAIN	CO - CHIEF EXECUTIVE OFFICER	6390499
GERLESITS, WILLIAM R	CHIEF COMPLIANCE OFFICER	5457051
O'KEEFE, THOMAS WILLIAM	PRINCIPAL FINANCIAL OFFICER	3054453
VAN HAUWERMEIREN, GUIDO MARIA	CO - CHIEF EXECUTIVE OFFICER	5974025
WALSH, MICHAEL PATRICK	PRINCIPAL OPERATIONS OFFICER	1060871
ZIELINSKI, GREGORY W	CHIEF OPERATING OFFICER	2384242

Disclosures

Regulatory Event	114
Criminal	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

Adam Green

J.P. MORGAN SECURITIES LLC

IAR

SAN MATEO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sohan P. Talwalker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sohan Purnachanda Talwalker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOFA SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BMO CAPITAL MARKETS CORP.

WELLS FARGO SECURITIES, LLC

PIPER SANDLER & CO.

CREDIT SUISSE SECURITIES (USA) LLC

JEFFERIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/21/2004

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2004

Series 24

Date: 9/26/2023

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SG AMERICAS SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SG AMERICAS SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors