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AL

Albert D. Lu

QURIUM CAPITAL LLC
Chino Hills, CA 91709
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CRD#: 4790617
AL

Professional summary


Albert Daqi Lu, who also goes by Albert Lu, Daqi Lu, is a registered financial advisor currently at QURIUM CAPITAL LLC located in Chino Hills, California.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Albert has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Albert Lu | Daqi Lu

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Albert Daqi Lu's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 9, 2012 - Present

QURIUM CAPITAL LLC

Office #1: 14806 Springer Cir, Chino Hills, CA 91709
RIA
CRD#: 131379
Chino Hills, CA
Past

May 26, 2004 - December 31, 2009

QURIUM CAPITAL LLC

RIA
CRD#: 131379
CITY OF INDUSTRY, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/9/2012)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/27/2004
Uniform Investment Adviser Law Examination

Current Firm


QC
QURIUM CAPITAL LLC
QURIUM CAPITAL LLC | STONER CREEK CAPITAL PARTNERS LLC

CRD#: 131379 / SEC#:

California
Registered Investment Advisory firm - (4/13/2012 Approved)
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Contact information


Main Address
14806 Springer Cir, Chino Hills, CA 91709
Mailing Address
Phone number
(626) 430-0407
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 3,400,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QURIUM CAPITAL LLC

CRD#: 131379Chino Hills, CA 91709

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