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Andrew Paul Cunningham

FORESIDE FUND SERVICES
Bedford, NY
·CRD# 4790066·21 years experience

Professional Summary

Andrew Paul Cunningham, who also goes by Andrew Paul Cunningham, Andrew Cunningham, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Bedford, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 5 firms and has passed the Series 63, Series 87, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Paul Cunningham, Andrew Cunningham

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
1. Bedford, NY2. 90 Park Avenue 21st Floor, New York, NY 10016
March 5, 2020 - Present
MAN INVESTMENTS INC.·CRD# 15770
BD
New York, NY
March 1, 2012 - December 15, 2014
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
November 11, 2010 - February 28, 2012
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 12, 2006 - October 21, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
May 24, 2005 - March 31, 2006
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 6, 2004 - May 26, 2005

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Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/4/2023)
RR
Alaska
(1/3/2023)
RR
Arizona
(1/11/2023)
RR
Arkansas
(1/19/2023)
RR
California
(1/4/2023)
RR
Colorado
(1/4/2023)
RR
Connecticut
(1/4/2023)
RR
Delaware
(1/13/2023)
RR
District of Columbia
(1/10/2023)
RR
Florida
(1/4/2023)
RR
Georgia
(1/6/2023)
RR
Hawaii
(1/5/2023)
RR
Idaho
(1/6/2023)
RR
Illinois
(1/11/2023)
RR
Indiana
(1/4/2023)
RR
Iowa
(1/5/2023)
RR
Kansas
(1/4/2023)
RR
Kentucky
(1/9/2023)
RR
Louisiana
(1/6/2023)
RR
Maine
(1/4/2023)
RR
Maryland
(1/4/2023)
RR
Massachusetts
(1/3/2023)
RR
Michigan
(1/5/2023)
RR
Minnesota
(1/5/2023)
RR
Mississippi
(1/8/2023)
RR
Missouri
(1/4/2023)
RR
Montana
(1/4/2023)
RR
Nebraska
(1/3/2023)
RR
Nevada
(1/18/2023)
RR
New Hampshire
(1/6/2023)
RR
New Jersey
(1/9/2023)
RR
New Mexico
(1/4/2023)
RR
New York
(8/6/2022)
RR
North Carolina
(1/4/2023)
RR
North Dakota
(1/11/2023)
RR
Ohio
(1/3/2023)
RR
Oklahoma
(1/17/2023)
RR
Oregon
(1/4/2023)
RR
Pennsylvania
(1/4/2023)
RR
Puerto Rico
(1/11/2023)
RR
Rhode Island
(1/4/2023)
RR
South Carolina
(1/4/2023)
RR
South Dakota
(1/4/2023)
RR
Tennessee
(1/5/2023)
RR
Texas
(1/5/2023)
RR
Utah
(1/4/2023)
RR
Vermont
(1/5/2023)
RR
Virgin Islands
(1/9/2023)
RR
Virginia
(1/4/2023)
RR
Washington
(1/4/2023)
RR
West Virginia
(1/31/2023)
RR
Wisconsin
(1/4/2023)
RR
Wyoming
(1/6/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2022About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Feb 2011About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Dec 2004About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Aug 2008About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Paul Cunningham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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