Andrew G. Calleri
Professional summary
Andrew George Calleri, who also goes by Andrew George Calleri, Andrew Calleri, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Chicago, Illinois and NATIONAL FINANCIAL SERVICES LLC located in Chicago, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew George Calleri's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 233 South Wacker Drive Suite 4850, Chicago, IL 60606January 31, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 233 South Wacker Drive Suite 4850, Chicago, IL 60606May 4, 2022 - August 1, 2022
PERSHING LLC
June 12, 2019 - August 1, 2022
PERSHING ADVISOR SOLUTIONS LLC
June 11, 2010 - June 12, 2019
PERSHING LLC
January 12, 2010 - June 7, 2010
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2022)
(1/31/2025)
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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