AS
Alan T. Schelling
STATE FARM INVESTMENT MANAGEMENT
Decatur, IL 62521
Some features on this profile are disabled
CRD#: 4789339
AS
Professional summary
Alan Thomas Schelling, who also goes by Al Thomas Schelling, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Decatur, Illinois and STATE FARM VP MANAGEMENT CORP. located in Lebanon, Illinois.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Alan has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Al Thomas Schelling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NORTH WATER STREET CONDO ASSN 3350 N WATER ST DECATUR, IL 62526; NON-INVESTMENT-RELATED; OFFICER; 08/30/2011; CONDO ASSOCIATION; VOTE ON DECISIONS FOR THE BENEFIT OF THE BUILDING AND OURSELVES AS TENANTS; 2 HRS/MTH-NONE DURING TRADING HOURS. 2) LLC; Investment-related; 2398 E Wood St, Decatur, IL 62521; My wife, Melanie, also a SF Agent, and I have purchased a rental property. We set up an LLC called 3AM LLC, years ago, and purchased our current offices in that name. We put the rental house in the LLC as well. We are renting to a single family; owner; 8/10/11; 50%; none; 2 hrs./mo.; 2 hrs./mo. 3) Block by Block Decatur; non-investment-related; 2398 E. Wood St, Decatur, IL 62521; Service Industry; board member; 9/1/2021; 6; 6; my position on the board deals with project coordinating primarily. 4) Alan T Schelling Insurance Agency; Investment-related; 2398 E Wood St Decatur, IL 62521-2274; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;07/01/2013; 80; 80; Service customers and supervise employees 5) Meridian School District; non-investment-related; 728 S Wall St Macon IL 62544; Education; Employee; None; 08/27/2025; 16;4; Taking students to/from sporting events and other activities
CRS (Client Relationship Summary) - RIA
Click below to view Alan Thomas Schelling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2398 E Wood St, Decatur, IL 62521RIA
CRD#: 3487
Decatur, IL
Current
May 10, 2004 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 114 Wakanda Drive Ste B, Lebanon, IL 62254BD
CRD#: 43036
Lebanon, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(12/8/2004)
IAR
Illinois(8/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
