PJ
Phillip A. Jones
CAVU WEALTH MANAGEMENT
Lakeside, CA 92040
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CRD#: 4788541
PJ
Professional summary
Phillip Al Jones, AIF®, CFP® is a registered financial advisor currently at CAVU WEALTH MANAGEMENT located in Lakeside, California and INDEPENDENT FINANCIAL GROUP, LLC located in Lakeside, California.
Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Phillip has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CAVU WEALTH MANAGEMENT POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS:175 SECURITIES TRADING HOURS: 175 START DATE: 01/04/2019 ADDRESS: 10001 Maine Ave., Lakeside, CA 92040, United States DESCRIPTION: 30% OWNER DBA CAVU WEALTH MANAGEMENT A CA REGISTERED INVESTMENTADVISOR. (2) NOTARY POSITION: California Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2002 ADDRESS: 10001 Maine Ave., Lakeside, CA 92040, United States DESCRIPTION: NOTARY (3) REAL ESTATE AGENT POSITION: Independent Contractor NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2004 ADDRESS: 11230 SORRENTO VALLEY RD, #160, SAN DIEGO CA 92121, United States DESCRIPTION: REAL ESTATE AGENT
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Al Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2019 - Present
CAVU WEALTH MANAGEMENT
Office #1: 10001 Maine Ave, Lakeside, CA 92040RIA
CRD#: 299089
Lakeside, CA
Current
August 13, 2014 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 10001 Maine Ave, Lakeside, CA 92040RIA
BD
CRD#: 7717
Lakeside, CA
Past
August 13, 2014 - December 31, 2017
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
POWAY, CA
Past
February 24, 2011 - March 13, 2012
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
POWAY, CA
Past
February 23, 2011 - August 16, 2013
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
POWAY, CA
Past
November 2, 2009 - February 28, 2020
CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
RIA
CRD#: 133657
POWAY, CA
Past
April 26, 2005 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
POWAY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/13/2014)
IAR
California(1/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CAVU WEALTH MANAGEMENT
CAVU WEALTH MANAGEMENT | CAVU WEALTH MANAGEMENT INC.
CRD#: 299089 / SEC#: 801-129732
RIA
Registered Investment Advisory firm - (3/22/2024 Approved)Arizona
Registered Investment Advisory firm - (4/16/2024 Terminated)California
Registered Investment Advisory firm - (5/16/2024 Terminated)Idaho
Registered Investment Advisory firm - (4/16/2024 Terminated)Montana
Registered Investment Advisory firm - (4/29/2024 Terminated)Texas
Registered Investment Advisory firm - (4/16/2024 Terminated)Washington
Registered Investment Advisory firm - (5/16/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10001 Maine Ave, Lakeside, CA 92040
Mailing Address
Phone number
(858) 360-7800
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 859 |
| AUM (Assets Under Management) | $ 174,988,843 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
