CJ
Chad R. Justice
COLLABORATIVE WEALTH
Lake Mary, FL 32746
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CRD#: 4788183
CJ
Professional summary
Chad Richmond Justice is a registered financial advisor currently at COLLABORATIVE WEALTH located in Lake Mary, Florida.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Chad has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Real estate ownership, management, and rental services provided through various companies since November 2015, approximately 2 hrs/mo - 0 hrs during trading hours. (2) 10/13/2016: advisorRETIRE, LLC - Investment Related - 972 International Parkway, Lake Mary, FL 32746 - Start 10/01/2016 - 10 Hr/Mo; 10 Hour(s) During Securities Trading - Business capitalizes acquisitions of independent financial services firms.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Richmond Justice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2007 - Present
COLLABORATIVE WEALTH
Office #1: 972 International Parkway, Lake Mary, FL 32746RIA
CRD#: 142106
Lake Mary, FL
Past
September 8, 2006 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAKE MARY, FL
Past
September 8, 2006 - January 10, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
LAKE MARY, FL
Past
October 13, 2004 - September 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
HURST, TX
Past
August 11, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 11, 2004 - September 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
HURST, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/29/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
972 International Parkway, Lake Mary, FL 32746
Mailing Address
Phone number
(407) 792-3336
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,810 |
| AUM (Assets Under Management) | $ 564,031,327 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLLABORATIVE WEALTH
CRD#: 142106Lake Mary, FL 32746TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
