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JC

Jonathan M. Cochrane

FIFTH THIRD WEALTH ADVISORS LLC
Charlotte, NC 28202
Some features on this profile are disabled
CRD#: 4786948
JC

Professional summary

Jonathan Michael Cochrane is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Charlotte, North Carolina.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jonathan has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PNEUMA RESPITORY INC POSITION: N/A NATURE: Potential investor in the company. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2017 ADDRESS: 225 Appalachian Drive, Boone NC 28601, United States DESCRIPTION: Medical device company in early stages of development of a product for Asthma patients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Cochrane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2024 - Present

FIFTH THIRD WEALTH ADVISORS LLC

Office #1: 201 N Tryon St, Suite 1800, Charlotte, NC 28202
RIA
CRD#: 313015
Charlotte, NC
Past

February 17, 2021 - August 20, 2024

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
WINSTON-SALEM, NC
Past

February 17, 2021 - August 20, 2024

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
WINSTON-SALEM, NC
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

January 27, 2009 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
WINSTON-SALEM, NC
Past

January 26, 2009 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
WINSTON-SALEM, NC
Past

April 28, 2004 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
WINSTON-SALEM, NC
Past

April 12, 2004 - December 31, 2008

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
WINSTON-SALEM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FIFTH THIRD WEALTH ADVISORS LLC
FIFTH THIRD WEALTH ADVISORS LLC

CRD#: 313015 / SEC#: 801-122096

RIA
Registered Investment Advisory firm - (8/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(11/18/2024)
IAR
Ohio
(11/18/2024)
IAR
Texas
(11/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/12/2004
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/13/2004
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/2004
General Securities Representative Examination

Current Firm

FT
FIFTH THIRD WEALTH ADVISORS LLC
FIFTH THIRD WEALTH ADVISORS LLC

CRD#: 313015 / SEC#: 801-122096

RIA
Registered Investment Advisory firm - (8/17/2021 Approved)
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Contact information

Main Address
38 Fountain Square Plaza, Cincinnati, OH 45263
Mailing Address
Phone number
(513) 534-7452
Established
Firm type
Fiscal year end
# of Employees
62

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FTWA ADV PART 2 A BROCHURE SEPTEMBER 2025 (9/29/2025)

Regulatory assets under management

Total Number of Accounts1,333
AUM (Assets Under Management)$ 6,079,418,273

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
Report
01/24/2025
Cover Page
Report
10/27/2023
Cover Page
Report
03/29/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIFTH THIRD WEALTH ADVISORS LLC

CRD#: 313015Charlotte, NC 28202

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