Eric J. Sheerin

DOGWOOD WEALTH MANAGEMENT

Lenexa, KS 66219

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CRD#: 4786798

Professional summary

Eric John Sheerin is a registered financial advisor currently at DOGWOOD WEALTH MANAGEMENT, LLC located in Lenexa, Kansas.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Eric has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Insurance Agency, Sole Proprietor, Start Date: 08/24/16, 13550 W. 95th St. Lenexa Street, Lenexa, KS 66215, Insurance Agency/Agent of Life & LTC, Not Investment Related, 170 hours per month, 8 hours per day during trading hours. 2. SES Investments, LLC, Real Estate, Start Date: 2004, 5322 Clare Rd. Shawnee, KS 66226, 2 Rental Properties, Vice President, Not Investment Related, 0 hours per month, 0 hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Sheerin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2022 - Present

DOGWOOD WEALTH MANAGEMENT, LLC

Office #1: 8813 Penrose Ln Suite 350, Lenexa, KS 66219

RIA

CRD#: 317580

Lenexa, KS

Past

August 24, 2016 - March 7, 2022

MUTUAL SECURITIES, INC.

CRD#: 13092

Lenexa, KS

Past

January 3, 2011 - February 15, 2022

BARBER FINANCIAL GROUP

RIA

CRD#: 152043

LENEXA, KS

Past

May 1, 2007 - August 29, 2016

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

LENEXA, KS

Past

April 27, 2007 - August 29, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

LENEXA, KS

Past

March 9, 2006 - April 27, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

LENEXA, KS

Past

September 8, 2004 - April 27, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LENEXA, KS

Past

May 24, 2004 - July 14, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOGWOOD WEALTH MANAGEMENT, LLC

CRD#: 317580 / SEC#: 801-123208

RIA

Registered Investment Advisory firm - (2/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(2/15/2022)

IAR

Missouri
(2/15/2022)

IAR

Texas
(10/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/6/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/21/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DOGWOOD WEALTH MANAGEMENT, LLC

CRD#: 317580 / SEC#: 801-123208

RIA

Registered Investment Advisory firm - (2/11/2022 Approved)

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Contact information

Main Address

8813 Penrose Ln Suite 350, Lenexa, KS 66219

Mailing Address

Phone number

(913) 232-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	1,350
AUM (Assets Under Management)	$ 233,458,540

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric J. Sheerin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric John Sheerin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

BARBER FINANCIAL GROUP

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

WADDELL & REED

Primary Firm SEC Registration

DOGWOOD WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/6/2006

Series 63

Date: 6/23/2004

SIE

Date: 10/1/2018

Series 7

Date: 11/1/2005

Series 6

Date: 5/21/2004

Current Firm

DOGWOOD WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOGWOOD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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