CS
Clark C. Shofner
RETIREMENT FINANCIAL GROUP
NEDERLAND, TX 77627
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CRD#: 4785962
CS
Professional summary
Clark Calvin Shofner, who also goes by Clark C. Shofner, is a registered financial advisor currently at RETIREMENT FINANCIAL GROUP, LLC located in Nederland, Texas.
Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Clark has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Clark C. Shofner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) RETIREMENT NATIONAL; YES INVESTMENT RELATED; 1485 S HWY 69, NEDERLAND, TX 77627; INSURANCE SALES; OWNER/INSURANCE AGENT; START DATE 03/2013; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) JASPER INDOOR SOCCER INC, NON-INVESTMENT RELATED, HWY 96 N, JASPER, TX, 75951; INDOOR SOCCER FACILITY FOR KIDS, PARTIAL OWNER; START DATE 2006, APPROX 0 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING. 3.) SHOFNER OIL AND GAS COMPANY, LLC; INVESTMENT RELATED; JASPER, TEXAS, 75951; OIL INTEREST HOLDING COMPANY; OWNER; START DATE 04/2008; APPROX 0 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING. 4.) BUCK SPRINGS OPERATIONS INC, NON-INVESTMENT RELATED; 4829 US HWY 96, JASPER TX 75951; WATER BOTTLING MANUFACTURER; OWNER/PRESIDENT; START DATE 10/2020; APPROX 20 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; FINANCING AND MANAGEMENT. 5.) LONE STAR SPRING WATER COMPANY, LLC; YES INVESTMENT RELATED; 4829 US 96, JASPER TX 75951; REAL ESTATE; OWNER; START DATE 07/2020; APPROX 1 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; COLLECT RENT AND PAY PROPERTY TAXES. 6.) TEXAS LONE STAR SPRINGS INC; NON-INVESTMENT RELATED; 4829 US 96, JASPER TX 75951; MANUFACTORING; OWNER; STATE DATE 10/2020; APPROX 1 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; FILES TAXES. 7.) AE WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; TOPEKA, KS; RIA; IAR; START DATE 12/2016; APPROXIMATELY 80 HOURS/MONTH WITH ALL HOURS DURING SECURITIES TRADING HOURS 8.) RETIREMENT FINANCIAL GROUP, LLC; INVESTMENT RELATED; BEAUMONT, TX; RIA; MANAGING MEMBER/IAR; START DATE 07/2022; APPROXIMATELY 80 HOURS/MONTH WITH ALL HOURS DURING SECURITIES TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Clark Calvin Shofner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2022 - Present
RETIREMENT FINANCIAL GROUP, LLC
Office #1: 1485 S. Hwy 69, Nederland, TX 77627RIA
CRD#: 322692
NEDERLAND, TX
Past
December 5, 2016 - December 9, 2022
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Nederland, TX
Past
April 2, 2013 - December 6, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
JASPER, TX
Past
April 16, 2004 - March 29, 2010
LEO BROKERAGE, LLC
BD
CRD#: 109121
JASPER, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RETIREMENT FINANCIAL GROUP, LLC
RETIREMENT FINANCIAL GROUP, LLC | SERAE WEALTH GROUP, LLC
CRD#: 322692 / SEC#: 801-126392
RIA
Registered Investment Advisory firm - (8/15/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(10/27/2022)
IAR
Texas(10/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RF
RETIREMENT FINANCIAL GROUP, LLC
RETIREMENT FINANCIAL GROUP, LLC | SERAE WEALTH GROUP, LLC
CRD#: 322692 / SEC#: 801-126392
RIA
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Contact information
Main Address
1090 Longfellow Dr., Beaumont, TX 77706
Mailing Address
Phone number
(409) 908-4160
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 805 |
| AUM (Assets Under Management) | $ 153,282,380 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
