TF
Tracie A. Fitzgerald
KESTRA ADVISORY SERVICES
Marmora, NJ 08223
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CRD#: 4785956
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Professional summary
Tracie Anne Fitzgerald, who also goes by Tracie Fitzgerald, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Marmora, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Marmora, New Jersey.
Tracie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Tracie has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tracie Fitzgerald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 1ST Bank of Sea Isle City Investment Related: Yes Address: 137 J.F Kennedy Blvd Sea Isle City NJ 08243 Nature of Business: Loan/Mortgage/Lending Related Position, Title or Relationship: Consumer mortgage director, lending Start Date: 5/31/2016 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Consumer underwriting, manage employees, manage lending pipeline Business Name: Reich Asset Management Investment Related: Yes Address: 110 Roosevelt Blvd Suite 2W Marmora NJ 08223 Nature of Business: Registered Field Assistant; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Field Assistant Start Date: 5/31/2016 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: non producingBusiness Name: Azure Wish Sailing Charters, LLC Investment Related: No Address: 11120 Rainer Ave S Seattle WA 98178 Nature of Business: Other Other/None of the Above moorings financial will in charge of setting up the charters and funding for all trips. Position, Title or Relationship: Member Start Date: 1/30/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: My activities will be more of a passive role
CRS (Client Relationship Summary) - RIA
Click below to view Tracie Anne Fitzgerald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 105 Roosevelt Boulevard, Marmora, NJ 08223RIA
CRD#: 283330
Marmora, NJ
Current
June 16, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 105 Roosevelt Blvd, Marmora, NJ 08223BD
CRD#: 42046
Marmora, NJ
Past
November 19, 2014 - June 15, 2016
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
LINWOOD, NJ
Past
September 7, 2011 - June 15, 2016
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
LINWOOD, NJ
Past
August 5, 2004 - July 6, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
STROUDSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(6/16/2016)
IAR
New Jersey(6/21/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Marmora, NJ 08223TRUST BUT VERIFY
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