Robert S. Holcomb
Professional summary
Robert Steven Holcomb, who also goes by Bob Holcomb, Robert Steven Holcomb, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in San Diego, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 10 firms and has passed the Series 65, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Steven Holcomb's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Steven Holcomb's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2026 - Present
VALIC FINANCIAL ADVISORS, INC.
January 27, 2026 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 2929 Allen Parkway, Houston, TX 77019August 13, 2019 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
June 17, 2019 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC
June 17, 2019 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.
June 17, 2019 - August 1, 2025
CADARET, GRANT & CO., INC.
May 31, 2019 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC
May 31, 2019 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.
May 31, 2019 - August 1, 2025
CADARET, GRANT & CO., INC.
November 1, 2016 - November 16, 2017
DFPG INVESTMENTS, LLC
July 9, 2015 - November 16, 2017
DFPG INVESTMENTS, LLC
April 3, 2013 - January 9, 2015
FIRST ALLIED SECURITIES, INC.
October 4, 2010 - January 12, 2015
FIRST ALLIED ADVISORY SERVICES, INC.
May 17, 2004 - October 7, 2010
GREENBOOK INVESTMENT MANAGEMENT, INC.
April 6, 2004 - April 19, 2004
XELAN INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/23/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
