Scott P. Peckerman
Professional summary
Scott Philip Peckerman, who also goes by Scott P. Peckerman, is a registered financial professional currently at ICE SECURITIES EXECUTION & CLEARING, LLC located in New York, New York and ICE BONDS SECURITIES CORPORATION located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2008. Scott has worked at 5 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Philip Peckerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2019 - Present
ICE SECURITIES EXECUTION & CLEARING, LLC
Office #1: 1345 6th Avenue 8th Floor, New York, NY 10105August 26, 2019 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105May 1, 2020 - June 3, 2020
TMC BONDS L.L.C.
August 16, 2019 - August 16, 2019
ICE SECURITIES EXECUTION & CLEARING, LLC
August 16, 2019 - August 16, 2019
ICE BONDS SECURITIES CORPORATION
August 12, 2009 - September 4, 2019
VIRTU AMERICAS LLC
May 13, 2008 - October 17, 2008
SWISS AMERICAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2019)
Exams
Series 52TO
Date: 1/12/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/10/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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