Douglas C. Woodard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Clarence Woodard JR, who also goes by Doug Woodard, Douglas Clarence Woodard, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2004. Douglas had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2015 - January 14, 2016
SSN ADVISORY, INC.
October 1, 2012 - May 28, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - May 28, 2015
J.P. MORGAN SECURITIES LLC
December 13, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 13, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 4, 2005 - November 29, 2005
NEW ENGLAND SECURITIES
May 11, 2005 - September 15, 2005
MWA FINANCIAL SERVICES INC.
April 14, 2004 - May 9, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
