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AK

Adriana K. Kalova

Some features on this profile are disabled
CRD#: 4784046
AK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adriana Kirilova Kalova, who also goes by Adriana Kirilova Kalova, Adriana Kalova, was a registered financial professional .

Adriana is a previously registered financial professional and started their career in finance in 2004. Adriana had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 86 and Series 87 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adriana Kirilova Kalova | Adriana Kalova

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Globex Health Newark, NJ; Advisory Board Not Investment Related Start Date: May 2017 Approx: 3-4 hours per month; no time devoted during normal securities trading hours. 2. Urban Souls Yoga Studio Hoboken, NJ Not Investment Related Yoga teacher Start Date: 2/15/2021 Approx: 6 hours per month - no time during securities trading hours. 3. Hudson Tea Building/Wellness Center Hoboken, NJ Volunteer - Co-chair HTB Wellness Committee Not Investment Related Start Date: 12/14/2017 Approx: 2-3 hours per month - no time during securities trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 15, 2018 - September 12, 2023

CLEARBRIDGE INVESTMENTS, LLC

RIA
CRD#: 137028
NEW YORK, NY
Past

March 13, 2018 - August 16, 2024

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
New York, NY
Past

February 4, 2014 - June 5, 2017

MANAGED ACCOUNT ADVISORS LLC

RIA
CRD#: 142558
JERSEY CITY, NJ
Past

November 6, 2006 - June 2, 2010

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

August 5, 2004 - January 24, 2006

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CLEARBRIDGE INVESTMENTS, LLC
CAM NORTH AMERICA, LLC | GLOBAL CURRENTS INVESTMENT MANAGEMENT | DAVIS SKAGGS INVESTMENT MANAGEMENT | CLEARBRIDGE INVESTMENTS, LLC | CLEARBRIDGE ADVISORS, LLC | CLEARBRIDGE ADVISORS | CITIGROUP ASSET MANAGEMENT

CRD#: 137028 / SEC#: 801-64710

RIA
Registered Investment Advisory firm - (9/30/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/6/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/16/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 86
Date: 2/16/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 10/25/2004
Research Analyst Exam - Part II Regulations Module

Current Firm

CI
CLEARBRIDGE INVESTMENTS, LLC
CAM NORTH AMERICA, LLC | GLOBAL CURRENTS INVESTMENT MANAGEMENT | DAVIS SKAGGS INVESTMENT MANAGEMENT | CLEARBRIDGE INVESTMENTS, LLC | CLEARBRIDGE ADVISORS, LLC | CLEARBRIDGE ADVISORS | CITIGROUP ASSET MANAGEMENT

CRD#: 137028 / SEC#: 801-64710

RIA
Registered Investment Advisory firm - (9/30/2005 Approved)
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Contact information

Main Address
One Madison Avenue 18th Floor, New York, NY 10010
Mailing Address
Phone number
(212) 805-2000
Established
Firm type
Fiscal year end
# of Employees
214

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLEARBRIDGE INVESTMENTS ADVISORY BROCHURE (12/17/2024)
CLEARBRIDGE/FTPPG RETAIL CLIENT BROCHURE (12/17/2024)

Regulatory assets under management

Total Number of Accounts122,375
AUM (Assets Under Management)$ 180,788,611,945

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/27/2025
Cover Page
Report
01/24/2025
Cover Page
Report
11/20/2023
Cover Page
Report
01/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLEARBRIDGE INVESTMENTS, LLC

CRD#: 137028

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