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GS

Gene P. Sedatole

Some features on this profile are disabled
CRD#: 4783890
GS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gene Paul Sedatole was a registered financial professional .

Gene is a previously registered financial professional and started their career in finance in 2004. Gene had worked at 3 firms and has passed the Series 63, Series 22 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 7, 2012 - January 16, 2013

SHORELINE PACIFIC, LLC

BD
CRD#: 104417
COLORADO SPRINGS, CO
Past

June 19, 2006 - May 30, 2007

SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.

BD
CRD#: 10194
JACKSON, MS
Past

June 2, 2004 - September 17, 2004

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 9/19/2012
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/1/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SP
SHORELINE PACIFIC, LLC
SHORELINE PACIFIC, LLC

CRD#: 104417 / SEC#: , 8-52879

BD
Terminated by SEC on 04/06/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 08/28/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KLEIMAN, HARLAN PHILLIPCHIEF COMPLIANCE OFFICER & CEO2546618
SMITH, EDWARD MERRILL JRFINOP - CFO3143679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHORELINE PACIFIC, LLC

CRD#: 104417

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