Jonathan C. Ferro

SYNOVUS SECURITIES

Tampa, FL 33602

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CRD#: 4782985

Professional summary

Jonathan Conrad Ferro, CFP®, who also goes by Jon Ferro, Jonathan Conrad Ferro, Jonathan C Ferro, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Tampa, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jonathan has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Ferro | Jonathan Conrad Ferro | Jonathan C Ferro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Conrad Ferro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Conrad Ferro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 18, 2022 - Present

SYNOVUS SECURITIES, INC.

Office #1: 1001 Water Street, Tampa, FL 33602

RIA

CRD#: 14023

Tampa, FL

Current

February 8, 2022 - Present

SYNOVUS SECURITIES, INC.

Office #1: 1001 Water Street, Tampa, FL 33602

RIA

CRD#: 14023

Tampa, FL

Past

August 3, 2020 - January 24, 2022

EDWARD JONES

RIA

CRD#: 250

PONTE VEDRA BEACH, FL

Past

July 31, 2020 - January 24, 2022

EDWARD JONES

CRD#: 250

PONTE VEDRA BEACH, FL

Past

July 27, 2018 - August 5, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

JACKSONVILLE, FL

Past

July 2, 2018 - August 5, 2020

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

March 21, 2014 - May 8, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

FLEMING ISLAND, FL

Past

March 18, 2014 - May 8, 2017

LPL FINANCIAL LLC

CRD#: 6413

FLEMING ISLAND, FL

Past

August 21, 2012 - March 20, 2014

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

ORANGE PARK, FL

Past

August 10, 2012 - March 20, 2014

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

ORANGE PARK, FL

Past

June 9, 2011 - September 27, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Past

April 20, 2007 - July 20, 2007

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

JACKSONVILLE, FL

Past

July 6, 2004 - January 4, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

June 2, 2004 - January 4, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYNOVUS SECURITIES, INC.

CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.

CRD#: 14023 / SEC#: 801-19690, 8-34709

RIA

Registered Investment Advisory firm - SEC (9/1/1983 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/8/2022)

IAR

Florida
(2/18/2022)

Georgia
(5/23/2024)

IAR

Georgia
(5/28/2024)

Nevada
(8/9/2023)

IAR

Nevada
(8/16/2023)

New York
(4/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SYNOVUS SECURITIES, INC.

CRD#: 14023 / SEC#: 801-19690, 8-34709

RIA

Registered Investment Advisory firm - SEC (9/1/1983 Approved)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

33 W 14th Street 3rd Floor, Columbus, GA 31901

Mailing Address

P.o. Box 2628, Columbus, GA 31902-2628

Phone number

(706) 649-2327

Established

Georgia since 06/27/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

287

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CREATIVE FINANCIAL GROUP ADV PART 2A (11/3/2025)

SYNOVUS SECURITIES, INC. ADV PART 2A (11/3/2025)

SYNOVUS SECURITIES, INC. APPENDIX 1 WRAP BROCHURES (11/3/2025)

Direct owners and executive officers

Name	Position	CRD#
SYNOVUS FINANCIAL CORP.	SYNOVUS SECURITIES, INC PARENT
BROOKS, WILLIAM THOMAS	CHIEF COMPLIANCE OFFICER	5028846
ELEAM, JENNA KELLEY	CHIEF FINANCIAL OFFICER / FINOP	7801582
GUNDERSON, GENE FREDERICK	DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE	2914172
HILL, JAYNE BARRY	DIRECTOR/PRESIDENT OF WEALTH SERVICES	7660902
KIRK, LEAH JEANETTE	CHIEF OPERATIONS OFFICER	2217286
LAW, ROBERT WARD	PRESIDENT - CFG DIVISION	1399885
MCKENZIE, MICHELLE JESSUP	ROP	2475731
SEXTON, GUY LEONARD	EVP/DIRECTOR	1204541
VARNER, ROBERT PARKER	PRESIDENT	2192715

Regulatory assets under management

Total Number of Accounts	11,990
AUM (Assets Under Management)	$ 7,086,116,735

Disclosures

Regulatory Event	10
Arbitration	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan C. Ferro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Conrad Ferro's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Conrad Ferro's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNOVUS SECURITIES, INC.

EDWARD JONES

EDWARD JONES

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

BBVA COMPASS INVESTMENT SOLUTIONS, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SYNOVUS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2012

Series 63

Date: 6/14/2011

SIE

Date: 10/1/2018

Series 7

Date: 6/8/2011

FINRA

Current Firm

SYNOVUS SECURITIES, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

SYNOVUS SECURITIES, INC.

TRUST BUT VERIFY

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