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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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DW

David J. Willeumier

STRATEGIC ASSET MANAGEMENT LLC.
East Dundee, IL 60118
Some features on this profile are disabled
CRD#: 4782886
DW

Professional summary

David J Willeumier, CFP®, who also goes by David John Willeumier, is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT LLC. located in East Dundee, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David John Willeumier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David J Willeumier's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 10, 2021 - Present

STRATEGIC ASSET MANAGEMENT LLC.

Office #1: 206 North River Street, Ste 2b, East Dundee, IL 60118
RIA
CRD#: 306384
East Dundee, IL
Past

March 11, 2021 - November 12, 2025

DEMPSEY LORD SMITH, LLC

BD
CRD#: 141238
EAST DUNDEE, IL
Past

July 15, 2016 - March 11, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
SCHAUMBURG, IL
Past

June 17, 2010 - March 10, 2021

RDA FINANCIAL NETWORK

RIA
CRD#: 147309
Schaumburg, IL
Past

June 16, 2010 - July 29, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
SCHAUMBURG, IL
Past

August 18, 2008 - May 7, 2010

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
METTAWA, IL
Past

August 18, 2008 - May 7, 2010

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
METTAWA, IL
Past

February 2, 2007 - August 14, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
BARRINGTON, IL
Past

December 14, 2006 - August 14, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
BARRINGTON, IL
Past

June 2, 2004 - December 18, 2006

EDWARD JONES

BD
CRD#: 250
SCHAUMBURG, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ASSET MANAGEMENT LLC.
BIRCH RIVER FINANCIAL SERVICES | TOGETHER CAPITAL ADVISORS | STRATEGIC TAX & RETIREMENT | STRATEGIC INSURANCE GROUP | STRATEGIC ASSET MANAGEMENT LLC. | RIDGELINE FINANCIAL SERVICES | PLANNING WITH PURPOSE FOR REAL | MIMS FINANCIAL SERVICES | FINE WEALTH MANAGEMENT

CRD#: 306384 / SEC#: 801-120401

RIA
Registered Investment Advisory firm - (2/26/2021 Approved)
Iowa
Registered Investment Advisory firm - (3/1/2021 Terminated)
Minnesota
Registered Investment Advisory firm - (3/11/2021 Terminated)
Texas
Registered Investment Advisory firm - (6/8/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/10/2021)
IAR
Texas
(3/26/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/31/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/4/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/1/2004
General Securities Representative Examination

Current Firm

SA
STRATEGIC ASSET MANAGEMENT LLC.
BIRCH RIVER FINANCIAL SERVICES | TOGETHER CAPITAL ADVISORS | STRATEGIC TAX & RETIREMENT | STRATEGIC INSURANCE GROUP | STRATEGIC ASSET MANAGEMENT LLC. | RIDGELINE FINANCIAL SERVICES | PLANNING WITH PURPOSE FOR REAL | MIMS FINANCIAL SERVICES | FINE WEALTH MANAGEMENT

CRD#: 306384 / SEC#: 801-120401

RIA
Registered Investment Advisory firm - (2/26/2021 Approved)
Iowa
Registered Investment Advisory firm - (3/1/2021 Terminated)
Minnesota
Registered Investment Advisory firm - (3/11/2021 Terminated)
Texas
Registered Investment Advisory firm - (6/8/2021 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2434 Superior Drive Nw Suite 101, Rochester, MN 55901
Mailing Address
Phone number
(888) 526-8755
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- STRATEGIC ASSET MANAGEMENT LLC. (1/22/2026)

Regulatory assets under management

Total Number of Accounts233
AUM (Assets Under Management)$ 218,258,845

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ASSET MANAGEMENT LLC.

CRD#: 306384East Dundee, IL 60118

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