DD
Dmitriy Dolgin
UNIVERSE
Brooklyn, NY 11229
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CRD#: 4782487
DD
Professional summary
Dmitriy Dolgin is a registered financial advisor currently at UNIVERSE, INC. located in Brooklyn, New York.
Dmitriy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Dmitriy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dmitriy Dolgin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2021 - Present
UNIVERSE, INC.
Office #1: 1688 East 16th Street Suite 6, Brooklyn, NY 11229RIA
CRD#: 130730
Brooklyn, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/11/2021)
Current Firm
UI
UNIVERSE, INC.
UNIVERSE, INC.
CRD#: 130730 / SEC#:
New York
Registered Investment Advisory firm - (6/22/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1688 East 16th Street Suite 6, Brooklyn, NY 11229
Mailing Address
Phone number
(718) 375-7631
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 25,559,022 |
Red Flags
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