Thomas B. Turner
Professional summary
Thomas B Turner, who also goes by Thomas B Turner, Thomas Brian Turner, is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2004. Thomas has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas B Turner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2022 - Present
CVC FUNDING, LLC
Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153October 29, 2021 - September 16, 2022
APOLLO GLOBAL SECURITIES, LLC
June 21, 2021 - July 30, 2021
BOFA SECURITIES, INC.
September 27, 2011 - November 5, 2019
GOLDMAN SACHS & CO. LLC
June 1, 2007 - September 14, 2011
DEUTSCHE BANK SECURITIES INC.
April 21, 2004 - May 31, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CVC FUNDING, LLC
CRD#: 277056 / SEC#: , 8-69650
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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