Jonathan B. Kaufman
Professional summary
Jonathan Barry Kaufman, who also goes by Jonathan B Kaufman, Jonathan Barry Kaufman, Jonathan Kaufman, is a registered financial professional currently at BA SECURITIES, LLC located in San Francisco, California.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2004. Jonathan has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Barry Kaufman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2026 - Present
BA SECURITIES, LLC
Office #1: 704 Sansome Street, San Francisco, CA 94111April 29, 2024 - June 20, 2024
LINCOLN INTERNATIONAL LLC
January 3, 2020 - February 21, 2024
PIPER SANDLER & CO.
September 10, 2019 - January 3, 2020
SANDLER, O'NEILL & PARTNERS, L.P.
August 30, 2017 - August 30, 2019
MOELIS & COMPANY LLC
May 4, 2012 - August 2, 2017
MARLIN & ASSOCIATES SECURITIES LLC
April 22, 2011 - March 12, 2012
US ARMA PARTNERS LP
April 4, 2008 - January 6, 2010
FTP SECURITIES LLC
June 23, 2006 - February 20, 2008
DEUTSCHE BANK SECURITIES INC.
November 23, 2004 - June 19, 2006
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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Company Information
BA SECURITIES, LLC
CRD#: 153489San Francisco, CA 94111TRUST BUT VERIFY
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